Search for: "U.S. Commodity Futures Trading Commission"
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1 Sep 2016, 8:55 am
Commodity Futures Trading Commission (CFTC) announced today that it is requesting public comment on proposed amendments to the Whistleblower Rules found in Part 165 of the CFTC’s Regulations. [read post]
31 Aug 2016, 9:30 pm
Dodd-Frank also required rulemakings from other administrative agencies, including the Consumer Financial Protection Bureau and Commodities Futures Trading Commission. [read post]
17 Aug 2016, 2:34 am
The Commodity Futures Trading Commission’s big-sister agency, the Securities and Exchange Commission, is similarly short-handed, with three of five slots occupied. [read post]
15 Aug 2016, 9:36 am
Commodity Futures Trading Commission (CFTC) announced three separate enhancements relating to the protection of customer funds. [read post]
2 Aug 2016, 7:32 am
Commodity Futures Trading Commission (Joint Member Agencies) today issued this statement to highlight significant actions taken since the issuance last July of their Joint Staff Report on the U.S. [read post]
28 Jul 2016, 5:00 am
Existing Regulation 3.10(c)(3)(i) provides an exemption from registration as a commodity pool operator (CPO), commodity trading advisor (CTA), or introducing broker (IB) if a person and the transaction meet the following conditions:The person is located outside the U.S. [read post]
22 Jul 2016, 11:01 am
New Federal Law Expands Trade Secret Remedies. [read post]
13 Jul 2016, 10:12 am
Commodity Futures Trading Commission (CFTC) adopted rules that amended the CFTC’s existing swap reporting requirements to provide additional clarity with respect to the reporting of cleared swap transactions. [read post]
12 Jul 2016, 5:00 am
Kim, Deputy U.S. [read post]
20 Jun 2016, 1:11 pm
Commodity Futures Trading Commission (CFTC) seeks comments from the public on a proposed amendment that “would clarify that parties to a block trade may engage in pre-hedging or anticipatory hedging of the position that they believe in good faith will result from the consummation of the block trade, except for an intermediary that takes the opposite side of its own customer order. [read post]
20 Jun 2016, 1:07 pm
Commodity Futures Trading Commission (CFTC) issued a final rule that clarified reporting obligations for completed swap transactions, such as providing additional instruction relating to who must report the various aspects of the transaction. [read post]
20 Jun 2016, 1:03 pm
Commodity Futures Trading Commission (CFTC) extended the relief contained in CFTC Letter No. 15-24 that allowed swap execution facilities and designated contract markets to correct certain errors that would lead to a swap being rejected and considered void. [read post]
13 Jun 2016, 6:47 am
Commodity Futures Trading Commission announced that the comment period for certain aspects of Regulation Automated Trading will be reopened between June 10, 2016 and June 24, 2016. [read post]
7 Jun 2016, 2:11 pm
Commodity Futures Trading Commission (CFTC) is further expanding its oversight of virtual currency exchanges and digital assets in general. [read post]
2 Jun 2016, 1:22 pm
Commodity Futures Trading Commission. [read post]
10 May 2016, 9:30 pm
Commodity Futures Trading Commission, suffer facially inadequate budgets—often smaller than the annual technology budget of just one of the many financial firms they oversee. [read post]
9 May 2016, 10:52 am
Commodity Futures Trading Commission approved a final rule to amend the swap portfolio reconciliation requirement. [read post]
5 May 2016, 8:25 am
Commodity Futures Trading Commission (the CFTC), and the European Union. [read post]
5 May 2016, 8:25 am
Commodity Futures Trading Commission (the CFTC), and the European Union. [read post]
18 Apr 2016, 2:25 pm
Commodity Futures Trading Commission’s (“CFTC”) Division of Market Oversight issued a no-action letter regarding the masking of information reportable under the ownership and control final rule (the “OCR Final Rule”). [read post]
