Search for: "UBS Financial Services"
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12 Aug 2013, 8:00 am
District Judge John Tharp, Jr. felt that financial penalties alone would not suffice to deter other potential tax cheats. [read post]
6 Aug 2013, 8:22 am
The UBS Paulson Advantage Fund is a feeder fund that was recommended and sold by UBS Financial Services to its brokerage customers to invest in the Paulson & Co. [read post]
24 Jul 2013, 12:42 pm
” According to the press release, the investment were offered through Universal Global Services (UBS), and included the foreign currency trading programs located in Chicago and Switzerland. [read post]
11 Jul 2013, 7:25 am
The targeted firms are reportedly: Morgan Stanley, Merrill Lynch, UBS Securities LLC, Fidelity Brokerage Services LLC, Charles Schwab & Co. [read post]
25 Jun 2013, 8:05 pm
Bay Mills Indian Community, 12-515, the Indian Gaming Regulatory Act case relisted for the first time last week, in which the Solicitor General had recommended a denial; UBS Financial Services Inc. of Puerto Rico v. [read post]
31 May 2013, 10:32 am
The International Organization of Securities Commissions (IOSCO) Task Force on Benchmark Rates, led by the head of the UK Financial Services Authority Martin Wheatley and the US Futures Trading Commission Chairman Gary Gensler, released a report last month saying that the new system should be based on data from actual trades in order to restore creditability. [read post]
31 May 2013, 9:32 am
The International Organization of Securities Commissions (IOSCO) Task Force on Benchmark Rates, led by the head of the UK Financial Services Authority Martin Wheatley and the US Futures Trading Commission Chairman Gary Gensler, released a report last month saying that the new system should be based on data from actual trades in order to restore creditability. [read post]
7 May 2013, 6:34 am
Other defendant banks include Bank of America, Deutsche Bank, UBS, Morgan Stanley, Barclays, BNP Paribas, Credit Suisse and RBS. [read post]
29 Apr 2013, 4:11 am
In the Matter of the FINRA Arbitration Between UBS Financial Services, Inc., Claimant/Counter-Respondent, vs. [read post]
22 Apr 2013, 2:43 pm
In return for information on his former employer UBS (one of the largest banks in Switzerland), Bradley Birkenfeld was awarded a $104 million service award. [read post]
1 Apr 2013, 6:11 am
Following its broad ruling in UBS Financial Services v. [read post]
1 Apr 2013, 1:11 am
Following its broad ruling in UBS Financial Services v. [read post]
1 Apr 2013, 12:51 am
This “split” becomes effective on April 1, 2013 and comes from the Financial Services Bill of 2012, which received royal assent on December 19, 2012. [read post]
26 Mar 2013, 11:00 pm
Following its broad ruling in UBS Financial Services v. [read post]
26 Mar 2013, 12:00 am
Esteves sold it to UBS for $3.1 billion in what was at the time the largest deal in Brazil’s financial sector. [read post]
25 Mar 2013, 1:09 am
Regions Financial Corp. [read post]
16 Mar 2013, 7:26 am
Plaintiffs alleging injuries by acts of international terrorism have sought to recover treble damages for their injuries from financial institutions on the theory that the financial institutions supplied, directly or indirectly, financial services to the terrorist groups. [read post]
13 Feb 2013, 5:25 am
’s Financial Services Authority released emails and other communications between traders, employees who submitted Libor rate information, and in some cases, traders and other employees outside the three banks. [read post]
5 Feb 2013, 7:15 am
In UBS Financial Services, Inc. v. [read post]
30 Jan 2013, 9:54 am
UBS Financial Services, Inc., NO. 12 CIV. 2147 BSJ JLC, 2012 WL 6041634 (S.D.N.Y. [read post]
