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22 Nov 2010, 9:01 am by Phillips & Cohen
”The investigation has touched a number of companies, the Journal said, including: Primary Global Research LLC, Goldman Sachs Group Inc., Broadband Research LLC, First New York Securities LLC, Ziff Brothers, Jana Partners LLC, TPG-Axon Capital Management, Prudential Financial Inc.'s Jennison Associates asset-management unit, UBS AG's UBS Financial Services Inc. unit, and Deutsche Bank AG.Insider-trading charges are expected… [read post]
14 Feb 2023, 6:31 am
Say-on-Pay: Investor voting decision data was collected from public filings, including N-PX released in August 2022, for companies in the S&P 500 and Russell 3000 for the big three asset managers (a.k.a “Big 3”), BlackRock, Inc., Vanguard Group, State Street Global Advisors. [read post]
14 Feb 2023, 6:31 am
Say-on-Pay: Investor voting decision data was collected from public filings, including N-PX released in August 2022, for companies in the S&P 500 and Russell 3000 for the big three asset managers (a.k.a “Big 3”), BlackRock, Inc., Vanguard Group, State Street Global Advisors. [read post]
9 Aug 2009, 2:47 am
It launched its first US services in December 2008 to wide market acceptance. [read post]
5 Feb 2012, 9:23 am by Hedge Fund Lawyer
If you are a CPO that needs help updating your disclosure documents or help with the annual CPO questionnaire, please contact us to discuss. **** February 3, 2012 CPOs with Pool Assets Held with MF Global, Inc. [read post]
25 Sep 2014, 6:18 am by Adam Weinstein
(Signator) Moniz made unsuitable recommendations to a married couple that they purchase a Variable Universal Life insurance policy (VUL) on the husband’s life and use the proceeds of a reverse mortgage to purchase a variable annuity and open a managed investment account. [read post]
2 Nov 2009, 1:41 am
IP Think Tank Podcast 22 October 2009 (IP Think Tank) Systemic risks to IP and intangible assets (Business IP and Intangible Assets Report and Blog) Systemic risks to IP and intangible assets held by SME's and SMM's (Business IP and Intangible Assets Report and Blog) Converging and bundling intangible assets to meet company's core mission (Business IP and Intangible Assets Report and Blog) Intangible asset risk… [read post]
2 Nov 2009, 1:41 am
IP Think Tank Podcast 22 October 2009 (IP Think Tank) Systemic risks to IP and intangible assets (Business IP and Intangible Assets Report and Blog) Systemic risks to IP and intangible assets held by SME's and SMM's (Business IP and Intangible Assets Report and Blog) Converging and bundling intangible assets to meet company's core mission (Business IP and Intangible Assets Report and Blog) Intangible asset risk… [read post]
2 Nov 2009, 1:41 am
IP Think Tank Podcast 22 October 2009 (IP Think Tank) Systemic risks to IP and intangible assets (Business IP and Intangible Assets Report and Blog) Systemic risks to IP and intangible assets held by SME’s and SMM’s (Business IP and Intangible Assets Report and Blog) Converging and bundling intangible assets to meet company’s core mission (Business IP and Intangible Assets Report and Blog) Intangible asset… [read post]
15 Dec 2017, 9:01 am by CFM Admin
If you would like to be added to our distribution list, please contact us. **** December 15, 2017 Clients, Friends, Associates: Holiday celebrations bring welcomed joy and excitement to the busiest time of year for most investment managers. [read post]
15 Dec 2017, 9:01 am by CFM Admin
If you would like to be added to our distribution list, please contact us. **** December 15, 2017 Clients, Friends, Associates: Holiday celebrations bring welcomed joy and excitement to the busiest time of year for most investment managers. [read post]
21 Jul 2017, 6:20 am by Joy Waltemath
A Walmart asset protection manager (APM) was a member of the Apostolic Pentecostal Church and observed the Sabbath on Sundays. [read post]
2 Oct 2019, 2:38 pm by InvestorLawyers
”   Booth then allegedly used the funds to pay personal and business expenses. [read post]
12 Jan 2011, 7:48 am
In the asset-management industry, foreign investors can own 49% of a joint venture, giving them a bigger slice of the profits. [read post]
14 Dec 2023, 8:00 am by Public Employment Law Press
 Stafford Fire Department Inc. - Financial Management (Genesee County) The board and treasurer did not properly manage the department’s finances. [read post]
14 Dec 2023, 8:00 am by Public Employment Law Press
 Stafford Fire Department Inc. - Financial Management (Genesee County) The board and treasurer did not properly manage the department’s finances. [read post]