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16 Aug 2016, 10:37 am
According to the SEC’s order, Health Net Inc. violated federal securities laws by taking away from departing employees who wanted to receive severance payments and other post-employment benefits the ability to file applications for SEC whistleblower awards. [read post]
15 Aug 2014, 5:00 am
Exp., Inc., 490 U.S. 477, 482 (1989). [read post]
23 Mar 2011, 9:13 am
That said, there are times when securities decisions can impact us in the Mass Torts community. [read post]
6 Dec 2013, 5:38 am
SecurityMetrics, Inc., 2013 WL 6234598, No. [read post]
15 Oct 2020, 1:19 pm
In this latest ruling, the court held that social media company Kik Interactive Inc. violated US securities laws when it failed to register its 2017 sale of nearly US$100 million of its digital tokens, called “Kin,” with the Securities and Exchange Commission. [read post]
12 Feb 2007, 11:59 pm
[2] Association for Automatic Identification and Mobility. [read post]
26 Apr 2022, 12:12 pm
Solutions Law Press, Inc. invites you to receive future updates by registering here and participating and contributing to the discussions in our Solutions Law Press, Inc. [read post]
31 Aug 2023, 8:09 am
The Securities and Exchange Commission today announced settled cease-and-desist proceedings against broker-dealer Citigroup Global Markets Inc. [read post]
16 Dec 2016, 8:36 am
Menard, Inc. [read post]
24 Aug 2022, 9:01 pm
The SEC’s complaint charges Vale with violating Section 10(b) of the Securities and Exchange Act of 1934 (the “Exchange Act”) and Rule 10b-5 thereunder, as well as Sections 13(a) of the Exchange Act.[13] On May 23, 2022, the SEC announced the settlement of charges against BNY Mellon Investment Adviser, Inc. [read post]
5 Mar 2014, 11:06 am
The scribe for the ABA JCEB Annual Agency Meeting with the Office of Civil Rights (OCR) for the past several years who has worked on medical and other privacy concerns throughout her career, she regularly designs and presents HIPAA and other risk management, compliance and other training for health plans, employers, health care providers, professional associations and others, defends covered entities and business associates against OCR, FTC and other privacy and data… [read post]
9 Feb 2007, 12:02 pm
Article by Russell Aoki posted on Law.com, Feb. 8 , 2007: “Today, Seattle’s Aoki Sakamoto Grant, has three partners, four associates and five support staff. [read post]
7 Dec 2009, 6:15 am
See In re Pfizer Inc. [read post]
7 Dec 2009, 6:15 am
See In re Pfizer Inc. [read post]
13 Jan 2011, 11:23 am
The Financial Industry Regulatory Authority, Inc. [read post]
19 Nov 2023, 4:58 pm
Meet Melat Kiros, a 2022 graduate of Notre Dame Law and, until recently, a securities regulatory and enforcement associate in the New York office of Sidley Austin. [read post]
21 Dec 2014, 6:00 am
Editor's Note: The following post comes to us from Yafit Cohn, Associate at Simpson Thacher & Bartlett LLP, and is based on a Simpson Thacher memorandum. [read post]
21 Nov 2010, 6:30 pm
Levinson case in favor of a categorical rule that deems information about an adverse effect associated with use of a drug immaterial unless the association is statistically significant. [read post]
24 Jan 2020, 1:00 am
John Fund Inc. [read post]
5 Jun 2017, 1:29 pm
Attorney’s Office for the Eastern District of New York has charged four individuals with securities fraud conspiracy for their involvement in fraudulently manipulating the stock of a U.S. company using a traditional “pump and dump” stock fraud technique. [read post]
