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26 Oct 2020, 11:18 am
But not before drawing one last racial discrimination lawsuit therefrom. [read post]
26 Oct 2020, 2:01 am
Two of those companies—Microsoft and Wells Fargo—received communications from the administration questioning those efforts. [read post]
26 Oct 2020, 2:01 am
Two of those companies—Microsoft and Wells Fargo—received communications from the administration questioning those efforts. [read post]
24 Oct 2020, 3:30 pm
The defendant was also found to have been recently fired from a credit analyst position at the Wells Fargo company after being found in an investigation in 2018 that the defendant has been embezzling money from the company through a company credit card to support his gambling addiction. [read post]
23 Oct 2020, 12:42 pm
Wells Fargo & Co. 20-405Issue: Whether, by raising standing sua sponte at oral argument in an appeal concerning a partial summary-judgment decision focused solely on the statute of limitations and when discovery was limited to that purpose, the U.S. [read post]
23 Oct 2020, 8:55 am
Wells Fargo Clearing Services, LLC Frank Grant IV Andrew Slocum Charles Schwab & Co., Inc. [read post]
23 Oct 2020, 8:03 am
According to FINRA Disciplinary actions for October 2020, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Jeffrey Allen Wells Fargo Clearing Services, LLC Wells Fargo Advisors Christopher Canorro TD Ameritrade, Inc. [read post]
22 Oct 2020, 4:53 am
“Director Leen already sent letters to Microsoft and Wells Fargo questioning their public statements that they were going to increase the number of Blacks in their executive ranks and tie executive compensation to increasing diversity,” Beecher says. [read post]
22 Oct 2020, 4:53 am
“Director Leen already sent letters to Microsoft and Wells Fargo questioning their public statements that they were going to increase the number of Blacks in their executive ranks and tie executive compensation to increasing diversity,” Beecher says. [read post]
22 Oct 2020, 2:00 am
There are numerous contemporary examples of real-world ethical issues that can serve as teaching tools, including the Wells Fargo fake account scandal, the Volkswagen emissions scandal, and the Mossack Franseca Panama Papers scandal. [read post]
20 Oct 2020, 5:17 am
Fernan was previously registered with Wells Fargo Advisors, LLC from June 2011 until September 2011. [read post]
20 Oct 2020, 5:17 am
Fernan was previously registered with Wells Fargo Advisors, LLC from June 2011 until September 2011. [read post]
16 Oct 2020, 10:45 am
And like some of their bad apple brethren are thusly former Wells Fargo employees now. [read post]
14 Oct 2020, 2:49 am
Misleading Disclosures: SEC Enforcement is Watching…Everything Enforcement Division Director Stephanie Avakian recently gave this speech to recap actions over the past 3 years (also see the speech from SEC Chair Jay Clayton) – the walk down memory lane touched on these headline-grabbing allegations: – Fraudulent accounting practices intended to misrepresent a company’s underlying financial condition, as in the Commission’s actions against Theranos, Hertz, and Penn… [read post]
11 Oct 2020, 3:42 pm
Department of Labor has sent letters to a number of companies with federal contracts, including Microsoft and Wells Fargo, advising the companies that the agency is investigating whether the companies have included specific numerical goals in their pledges to hire more diverse staff, arguing that these measure could represent illegal quotas and could potentially discriminate against white applicants and other groups. [read post]
8 Oct 2020, 8:56 am
” The named consumer plaintiffs in the case at hand, Andrew Mackmin and Sam Osborn, reached the deal with Bank of America, National Association; NB Holdings Corp.; Bank of America Corp.; Chase Bank USA NA; JPMorgan Chase & Co.; JPMorgan Chase Bank NA; Wells Fargo & Co.; and Wells Fargo Bank NA. . . . [read post]
8 Oct 2020, 7:04 am
True story. [read post]
8 Oct 2020, 4:50 am
FINRA recently fined Wells Fargo Advisors Financial Network and Clearing Services more than $2 million for switching 100 clients from annuities to other products. [read post]
7 Oct 2020, 7:00 pm
“North Dakota Supreme Court justice back home after battle with COVID-19; Gerald VandeWalle stayed busy when he was well enough to carry on with his official duties; He even verbally dictated a dissenting opinion from his hospital bed in a high-profile case involving a now-barred Democratic candidate for insurance commissioner”: Jeremy Turley of The Forum of Fargo, North Dakota has this report. [read post]
6 Oct 2020, 5:31 am
” CJ&D even reports on surveys done since the pandemic hit, including one by Wells Fargo over the last two quarters: Q2 2020 Survey. [read post]
