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22 Apr 2024, 1:15 pm
Cetera Financial Specialists LLC Thomas Prieur Lincoln Financial Advisors Corporation The Lincoln National Life Insurance Company Ronald Wells II Northwestern Mutual Investment Services, LLC For example, FINRA Rule 3240 governs borrowing and lending arrangements between registered investment advisors (RIAs) and customers of their member firm. [read post]
22 Apr 2024, 12:26 pm
I’ll turn to those shortly, but first something a little closer to this blog, if a bit further back in time: two weeks ago, fellow blogger, Judge Thomas B. [read post]
22 Apr 2024, 11:17 am
Justices Samuel Alito, Neil Gorsuch, Brett Kavanaugh and Clarence Thomas would have kept the regulation on hold during the appeals process. [read post]
22 Apr 2024, 10:44 am
Thomas University College of Law Lawrence LessigRoy L. [read post]
22 Apr 2024, 10:10 am
., Ina F. and Thomas R. [read post]
22 Apr 2024, 10:00 am
Court of Appeals for the Sixth Circuit), Ellen Rosenblum (Oregon Attorney General), Juan Thomas (Quintairos, Prieto, Wood & Boyer, Chicago) & Philip Williamson (Taft Stettinius & Hollister, Cincinnati)) ABA Journal, Budding Cannabis Law Courses Are... [read post]
22 Apr 2024, 6:00 am
On April 19, 2024, New York State Comptroller Thomas P. [read post]
22 Apr 2024, 6:00 am
On April 19, 2024, New York State Comptroller Thomas P. [read post]
21 Apr 2024, 10:01 pm
President George Washington wanted the U.S. to remain neutral in the war between France and Britain, much to Secretary of State Thomas Jefferson’s chagrin. [read post]
21 Apr 2024, 9:30 pm
Equity was in an uncertain state, no longer unpredictably free-form, but not yet driven to the regularity of fully precedential lawlikeness.At the time, the Great Seal was in the hands of Sir Thomas Egerton, Lord Keeper from 1596 to 1603, and Lord Chancellor (as Lord Ellesmere) from 1603 to his death in 1617. [read post]
21 Apr 2024, 5:55 pm
“So, What’s Going on With Clarence Thomas These Days? [read post]
21 Apr 2024, 6:00 am
Thomas B. [read post]
20 Apr 2024, 6:04 pm
[14] Thomas P. [read post]
20 Apr 2024, 3:50 pm
In March 2022, Mendoza shot Thomas “TJ” Siderio during a “tactically unsound” foot pursuit. [read post]
20 Apr 2024, 6:00 am
New York Slate Comptroller Thomas P. [read post]
20 Apr 2024, 6:00 am
New York Slate Comptroller Thomas P. [read post]
20 Apr 2024, 12:05 am
Treasury Department (formerly American Tax Prof) and Indiana to celebrate Tax Day: Left to right: left to right: Alice Thomas (Howard), Goldburn Maynard (Indiana), Karen Brown (George... [read post]
19 Apr 2024, 1:34 pm
Morgan Securities LLC Quintosha Thomas For example, FINRA Rule 3240 governs borrowing and lending arrangements between registered investment advisors (RIAs) and customers of their member firm. [read post]
19 Apr 2024, 12:13 pm
While Justices Thomas and Alito, in concurrence, questioned whether the “some-harm” requirement would have any real impact on how lower courts apply the law, Justice Kagan maintained that “many cases will come out differently” because the Court’s decision lowered the bar Title VII plaintiffs must meet. [read post]
19 Apr 2024, 11:25 am
Congratulations to DBL Law’s Managing Partner Bob Hoffer on being awarded this year’s Thomas More University Bishop Hughes Award. [read post]
