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28 Jan 2015, 7:04 pm by Sme
James (10th Cir., January 15, 2015) (affirming grant of summary judgment in favor of James on Davis's six discrimination and one retaliation claim, which she failed properly to argue) Brainard v. [read post]
10 Oct 2022, 4:49 am
FINRA Censures and Fines Former Raymond James SVP for Signing Letters of Credit for Customer (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6709/finra-awc-letter-credit/From August 2019 to August 2020, a former Raymond James SVP signed two letters of credit and one amendment totaling $3 million. [read post]
16 Nov 2023, 9:30 pm by ernst
Kathryn James became the Yale Law Library’s rare book librarian in 2021 upon Mike Widener’s retirement. [read post]
2 Jan 2015, 9:30 pm by Karen Tani
"From Slate: James Salzman on the history of the Safe Drinking Water Act. [read post]
4 Feb 2014, 6:40 am
Contents include:Research Articles Henrik Selin, Global Environmental Law and Treaty-Making on Hazardous Substances: The Minamata Convention and Mercury Abatement James Van Alstine, Transparency in Resource Governance: The Pitfalls and Potential of “New Oil” in Sub-Saharan Africa no access Craig M. [read post]
14 May 2024, 8:19 am by Thaddeus Mason Pope, JD, PhD
Thursday, October 17, 2024 at NYU.NOTA at 40 Barry Friedman Jerold MandeModerated by James LytleUniform Anatomical Gift Act: current state and future directionsAna IltisChristina StrongModerated by Tamar SchiffUniform Determination of Death Act: historical overview and efforts to amendSam ShemieRobert TruogModerated by Jennifer FronteraTransplant Policy and Legislation: where will we be in 10 years? [read post]
4 May 2015, 6:30 am by Dan Ernst
Garrow in 2002, revealed how badly Justice James C. [read post]
23 Jan 2019, 10:01 pm by Doug Austin
  Judge James did order the plaintiff to “produce complete copies of all responsive text messages to the extent they have not already been produced. [read post]
21 May 2023, 6:35 pm by Jacob Katz Cogan
James Kraska, Raul "Pete" Pedrozo, David Letts, Wolff Heintschel von Heinegg, Rob McLaughlin, James Farrant, Yurika Ishii, Gurpreet S. [read post]
5 May 2017, 8:55 am
A more ominous twist was the finding by the arbitrator that Raymond James had "pressured" the stockbroker into settling the customer's complaint and that the firm had apparently docked the employee for the full cost of the cash payment. [read post]
26 Jan 2021, 10:50 am by Thomas Baer
Alfini, and James Sample is now available at Jenkins. [read post]
10 Jan 2013, 4:49 am
Raymond James Wrongful Discharge Case Is A Minefield For StockbrokerIn a Financial Industry Regulatory Authority (“FINRA”) Arbitration Statement of Claim filed in April 2011, Claimant Pavlovich alleged that on February 2, 2011, he was wrongfully terminated by Respondent Raymond James  and the firm falsely reported the reason for his termination on his Uniform Termination Notice For Securities Industry Registration (“Form U5”) — such misinformation… [read post]
10 Jul 2017, 9:30 pm by Karen Tani
Gross Misbehavior and Wickedness—which takes its title from the charges Nina levied against James for his adultery (with the family governess) and extreme cruelty—recounts the protracted legal proceedings in juicy detail. [read post]
12 Apr 2021, 4:00 am by Howard Friedman
 From SSRN:Adam McDuffie, 'Law and Order,' Canopy Forum, (January 11, 2021).Jennifer Piatt, James G. [read post]
25 Nov 2017, 4:43 am
Federal Court Orders California Residents Joseph Dufresne, Megan Renkow, and Their Companies to Pay More than $4.9 Million in Restitution and a Monetary Penalty for Fraud in Connection with Offering and Selling Futures Trading Strategies and Systems (CFTC Press Release pr7651-17) http://www.cftc.gov/PressRoom/PressReleases/pr7651-17The CFTC obtained a Consent Order in the United States District Court for the Central District of California against Defendants Joseph Dufresne… [read post]