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6 Feb 2014, 6:33 am
If your management company or fund was formed as a California limited liability company, you need to review your Operating Agreement to determine whether amendments need to be made. [read post]
4 Feb 2014, 9:56 am
On the flip side, in Ardis Health LLC v. [read post]
3 Feb 2014, 6:26 am
Broker Benjamin Cox (Cox) has settled charges brought by the Financial Industry Regulatory Authority (FINRA) concerning improper sales of oil and gas private placement offerings sold by Red River Securities LLC (Red River). [read post]
3 Feb 2014, 12:16 am
More recently, Judge Holderman of the US District Court for the Northern District of Illinois Eastern Division in In re Innovatio IP Ventures, LLC determined the FRAND rate per chip that manufacturers had to pay to Innovatio for licensing its wireless networking patents. [read post]
31 Jan 2014, 6:35 am
FINRA alleged that Hogue and two other partners formed SFL, presumably SFL stands for Science Fitness LLC, on August 20, 2010, for the purpose of operating a health club. [read post]
31 Jan 2014, 5:20 am
He also highlighted some facts on the new public private-placement rules under 506(c). [read post]
31 Jan 2014, 5:15 am
The SEC charged a Manhattan-based private equity manager and his firm with stealing $9 million from investors in their private equity fund. [read post]
30 Jan 2014, 1:48 pm
Waveland North Paradigm III – B Partners Waveland Vanguard Partners, LLC Oil and gas private placements are speculative and inherently high risk investments. [read post]
30 Jan 2014, 7:03 am
The plaintiffs filed suit alleging retaliation under Florida’s Private Whistleblower Act (FWA) and Child Abuse Reporting Statutes (CARS). [read post]
29 Jan 2014, 2:32 pm
Private placement investments are inherently risky due to the lack or regulatory oversight. [read post]
29 Jan 2014, 10:02 am
The attorneys at Gana LLP are experienced in investigating claims concerning private loans and securities dealings. [read post]
28 Jan 2014, 2:16 pm
Many investors purchased this private placement from broker dealers that earned approximately 9% in commission on every sale. [read post]
28 Jan 2014, 6:33 am
According to New Jersey, investors were told that their money would be used for Metropolitan Ambulatory Surgical Center, LLC (Metro Ambulatory) and George J. [read post]
24 Jan 2014, 2:16 pm
The White Law Group continues to investigate Oppenheimer Global Resource Private Equity Fund. [read post]
24 Jan 2014, 6:28 am
According to FINRA the three brokers owned and controlled two companies – Allen Partners Capital, LLC (APC) and Allen Partners, LLC (AP). [read post]
24 Jan 2014, 4:55 am
Nasdaq Gets Regulatory Approval for "Nasdaq Private Market" Here's news from this blog by MoFo's Nilene Evans: In March 2013, Nasdaq and SharesPost announced Nasdaq Private Market (NPM), a joint venture intended to create a preeminent marketplace for private growth companies. [read post]
24 Jan 2014, 12:57 am
In many jurisdictions, corporate officials sued for their actions undertaken in their corporate capacity may be able to defend themselves in reliance on the “business judgment rule. [read post]
24 Jan 2014, 12:57 am
In many jurisdictions, corporate officials sued for their actions undertaken in their corporate capacity may be able to defend themselves in reliance on the “business judgment rule. [read post]
23 Jan 2014, 1:56 pm
The issuer, Cole Capital Advisors, is a private capital business that offers a variety of security products that provide investors with the opportunity to invest in commercial real estate portfolios. [read post]
23 Jan 2014, 2:51 am
One commercial tool is Navigator, developed by the firm of Stroz Friedberg LLC, which the firm calls “a groundbreaking mobile and desktop application that makes your compliance program come alive! [read post]
