Search for: "SECTION 13 OFFICER"
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26 Nov 2009, 7:15 pm
Updated for two additional notes to the SEC at bottom of post To the Securities and Exchange Commission: Recently, Overstock.com (NASDAQ: OSTK) CEO Patrick M. [read post]
26 Nov 2009, 6:57 pm
I was a criminal defense attorney for 13 years before I was a judge. [read post]
25 Nov 2009, 10:12 am
 In 2008, Lipitor sales internationally were at $13 billion. [read post]
23 Nov 2009, 1:23 am
Attorney's Office in Manhattan. [read post]
22 Nov 2009, 11:23 am
… The second is Section 90.608, Florida Statutes, which states: 90.608Â Who may impeach. [read post]
21 Nov 2009, 4:14 pm
Failure to maintain adequate internal controls Overstock.com has utterly failed to maintain adequate internal controls and violated Section 13 of the Securities Act of 1934. [read post]
20 Nov 2009, 6:21 pm
At this point, we've covered the issues in Rule 13. [read post]
20 Nov 2009, 1:23 am
Sharpe of the Prince Law Offices Commonwealth v. [read post]
19 Nov 2009, 1:26 pm
., Nov. 13, 2009), read opinion here. [read post]
19 Nov 2009, 6:26 am
Annette Nazareth is a partner in the Financial Institutions Group at Davis Polk & Wardwell LLP. [read post]
18 Nov 2009, 2:54 am
The Associated Press State & Local Wire, November 18, 2009 Wednesday 1:24 AM GMT, , BUSINESS NEWS, 464 words, AP source: NYC newspapers' delivery offices raided, By COLLEEN LONG and JENNIFER PELTZ, Associated Press Writers, NEW YORK ... [read post]
Dreiling v. America Online: Ninth Circuit Rejects an Attempt to Expand Liability Under Section 16(b)
17 Nov 2009, 5:00 am
Section 16(b) of the Act identifies three classes of "insiders" whose profits from short-swing trades are subject to disgorgement: directors, officers, and beneficial owners of more than 10% of any class of security registered under U.S. securities laws. [read post]
16 Nov 2009, 6:15 pm
In a previous article, we examined the primary rule that governs these cases, known and referred to as "Rule 13. [read post]
16 Nov 2009, 2:47 am
NEW YORK, USA (79%) Â Â 13. [read post]
14 Nov 2009, 6:43 pm
A conviction for driving while intoxicated was reversed in People v Rose (__AD3d __, 2009 NY Slip Op 08412 [4th Dept 11/13/09]) where the stop was baed on what the officer's bleief that he had witnesses a violation of the Vehicle and Traffic Law,based on mistaken interpretation of the law. [read post]
14 Nov 2009, 11:52 am
Sentencing is scheduled for Feb. 12, 2010.The case was prosecuted by Trial Attorney Rina Tucker Harris of the Criminal Division’s Fraud Section and Assistant U.S. [read post]
13 Nov 2009, 2:52 pm
One of the officers spoke with Buerge on the phone and arranged a location to meet. [read post]
13 Nov 2009, 1:39 am
SECTION 17. ... [read post]
12 Nov 2009, 5:51 am
13 Guidelines for Distributions to Guardians of Deceased Trustor's Minor Children If the Trustor's estate plan designates a guardian for minor children, does the trust document include guidelines for distribution of trust funds to or for the benefit of the guardian? [read post]
12 Nov 2009, 3:36 am
 JAIL SENTENCING (77%); LAW COURTS & TRIBUNALS (72%) NEW YORK, USA (90%)   13. [read post]
