Search for: "The Regulatory Review"
Results 6861 - 6880
of 28,141
Sorted by Relevance
|
Sort by Date
1 Mar 2018, 1:09 pm
He has one regulatory matter against him. [read post]
19 May 2017, 9:08 am
The agency asserted that the broker failed to go through the supervisory review process in his firm by misrepresenting fund sources in application materials for variable annuities. [read post]
19 Jun 2019, 6:58 am
On June 14, 2019, the Ontario Government announced that it will amend the regulatory regime that governs farmers’ handling of manure and fertilizer. [read post]
3 Jun 2010, 6:39 am
As part of the response to the recent financial crisis, lawmakers and bank supervisors have put forth proposals that would require some financial institutions to prepare, review, outline and report on recovery and resolution plans ("RRPs"), which are sometimes known as "living wills. [read post]
17 Sep 2015, 7:27 am
The number of complaints and regulatory actions against Batchen is relatively large by industry standards. [read post]
20 Apr 2018, 8:44 am
Finally, the author favours self-regulatory models to increase transparency and flexibility in adapting the regime to new developments in this area. [read post]
29 May 2023, 9:14 am
This Kat is pleased to review the “Overlapping Intellectual Property rights”, edited by Neil Wilkof [full disclosure: a member of the IPKat team], Shamnad Basheer, and Irene Calboli (OUP, 2023, 864 pp.).Now in its second edition, the book offers a perspective on how one can address the overlap between intellectual property (IP) rights, either to reconcile them in whole or in part, or to pre-empt one over the other. [read post]
7 Jul 2011, 10:03 pm
However, there is provision for the review of decision either by the Minister personally or by an internal review by the Administrative Appeals Tribunal. [read post]
11 Dec 2020, 4:15 am
In fact in its July 2020 market review the CMA indicated that there was a strong prima facie case for separation of Instagram from Facebook for example. [read post]
23 Mar 2012, 12:42 pm
Substituting substantive for procedural review of guidance documents. 90 Tex. [read post]
20 Nov 2006, 6:52 am
Engenium's technology enhances the search capabilities of Ontrack ® Inviewâ„¢, the company's award-winning review tool, by providing both concept searching and topic review features that produce time and cost savings for electronic discovery clients. [read post]
8 Feb 2015, 6:10 pm
In a recent Compliance Week article, Keri Bruce and Kevin Madagan discuss the FTC’s and FDA’s increased attention to disclosure practices, reminding companies to review their existing measures. [read post]
8 Feb 2015, 6:10 pm
In a recent Compliance Week article, Keri Bruce and Kevin Madagan discuss the FTC’s and FDA’s increased attention to disclosure practices, reminding companies to review their existing measures. [read post]
14 Feb 2019, 6:46 am
The report is based on review of 40 ISOCO member jurisdictions. [read post]
23 May 2018, 6:50 am
As self-regulatory organizations (SROs), DCMs and SEFs must establish and maintain effective oversight programs designed to detect and prevent manipulation and delivery and cash-settlement disruptions. [read post]
3 Sep 2024, 3:00 am
Read now » Related Content Mortgage Servicing Issues and Regulatory Considerations Review this practice note discussing mortgage servicing issues and considerations for practitioners to evaluate under the Truth-in-Lending Act (TILA) and the Real Estate Settlement Procedures Act (RESPA). [read post]
25 Apr 2023, 9:04 pm
In 2022, an independent review of the U.S. [read post]
15 Oct 2012, 10:15 am
CFTC Regulatory Matters: Managers should review the recently expanded list of CFTC regulated products to determine whether they will be subject to CFTC regulation. [read post]
16 Feb 2011, 2:32 am
These findings suggest that reform of the regulatory process is needed to ensure the safety of medical devices. [read post]
22 Feb 2023, 7:44 am
Regulatory Fees – Questions of whether the FCC’s system for allocating its costs to those that it regulates should be changed to lessen the burden of regulatory fees on broadcast stations. [read post]
