Search for: "Customer's Bank"
Results 6881 - 6900
of 14,904
Sorted by Relevance
|
Sort by Date
17 Dec 2013, 9:42 am
To compensate, banks will be required to analyze and support all excepted trading activities. [read post]
23 May 2012, 5:00 am
This prohibition includes, but is not limited to, participating in meetings to solicit investment banking business (e.g., "pitch" meetings) of prospective investment banking clients, or having other communications with companies for the purpose of soliciting investment banking business. [read post]
25 May 2019, 5:30 am
Capital One Bank (USA), N.A. [read post]
30 May 2012, 11:06 am
Second, PHP’s evidence: still does not link the defendant banks with Virginia customers, [the individual defendants], or the single transaction at issue in this case. [read post]
5 Nov 2019, 3:15 am
The Quincecare duty (so called because it was first set out by Steyn J in Barclays Bank plc v Quincecare Ltd [1992] 4 All ER 363) provides that a bank will be liable to its customer in negligence if it makes a payment in circumstances where it had reasonable grounds for believing that the payment instruction was an attempt to misappropriate the funds of its customer. [read post]
28 Mar 2024, 9:01 pm
Currently, the definition of “financial institution” encompasses several categories of financial businesses, including banks, broker-dealers, and mutual funds. [read post]
12 Nov 2021, 10:36 am
The merchants said in the motion for preliminary approval of the deal that PNC has also agreed to “important practice changes” that include allowing customers to switch from pricing plans that require annual fees, giving customers notice before charging that sort of fee and getting written consent from customers before charging fees on customers that request paper statements. [read post]
12 Nov 2021, 10:36 am
The merchants said in the motion for preliminary approval of the deal that PNC has also agreed to “important practice changes” that include allowing customers to switch from pricing plans that require annual fees, giving customers notice before charging that sort of fee and getting written consent from customers before charging fees on customers that request paper statements. [read post]
11 Nov 2021, 10:36 am
The merchants said in the motion for preliminary approval of the deal that PNC has also agreed to “important practice changes” that include allowing customers to switch from pricing plans that require annual fees, giving customers notice before charging that sort of fee and getting written consent from customers before charging fees on customers that request paper statements. [read post]
15 Apr 2021, 6:53 am
Within the banking industry, the three rounds of payments from the U.S. [read post]
27 Sep 2011, 1:58 am
Absent direct EU legislative action, the FATCA obligations placed on the firms would mean that those financial institutions face a significant risk of customer claims of non-compliance with data protection and banking confidentiality obligations. [read post]
15 May 2020, 10:19 am
The key for policymakers is to balance the divergent interests of the three primary stakeholders: banks, merchants, and customers. [read post]
30 Apr 2023, 9:05 pm
The trustee’s focus is on protecting customer property and transferring customer accounts to a new broker whenever possible. [read post]
10 Jun 2009, 2:51 pm
On Sunday, the Times ran an article, Bank Accused of Pushing Mortgage Deals on Blacks, about affidavits in Baltimore's suit against Wells Fargo claiming that Wells Fargo engaged in steering. [read post]
10 Dec 2020, 8:56 am
Retailers Still Won’t Be Able to Charge Customers Who Use Buy Now, Pay Later, Says RBAABC News [Australia] – December 7, 2020 Buy now, pay later providers such as Afterpay and Zip can continue to prevent retailers imposing a surcharge when shoppers use the services, Reserve Bank governor Philip Lowe says. [read post]
18 Jul 2012, 6:56 am
It would, instead, force the banks and the credit card companies to reduce their fees so that merchants would no longer have to place a surcharge on purchases. [read post]
1 Sep 2023, 6:44 am
Acting without customer consent, Saw liquidated all the customer’s assets and transferred the proceeds to her personal bank and brokerage accounts. [read post]
10 Sep 2018, 11:34 am
It also assured customers that no customer will be responsible for any out-of-pocket costs related to the incident, and it advised any customers who believe themselves to be affected to contact their banks and credit card providers. [read post]
15 May 2015, 3:46 pm
Another important restriction, for the purpose of consumer protection, is the prohibition for bitcoin startups to act as banks by lending bitcoins of one customer to another. 2. [read post]
12 Sep 2022, 12:23 pm
Among other things, a firm’s WSPs must address supervision of supervisory personnel and provide for the review of a firm’s investment banking and securities business, correspondence and internal communications, and customer complaints. [read post]
