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19 Nov 2021, 3:27 am
In a stunning FINRA intra-industry arbitration victory in 2019, a former UBS registered representative was awarded over $11.5 million for Form U5 defamation and attendant harm. [read post]
19 Nov 2021, 3:27 am
Sound of Silence From A FINRA Arbitration That Says Nothing About Anything Despite Awarding $650,000 (BrokeAndBroker.com Blog)Tacoma woman charged with wire fraud for stealing more than $550,000 from friends and acquaintances / Allegedly defrauded those she met online with false claims about illness, need for tuition loans, or help for incarcerated family members (DOJ Release)Chicago Businessman Indicted on Federal Fraud Charges for Allegedly Swindling Customers and Investors Out of… [read post]
Sound of Silence From A FINRA Arbitration That Says Nothing About Anything Despite Awarding $650,000
19 Nov 2021, 3:27 am
All of which brings us to today's featured FINRA Arbitration Award.Case in Point(less)In a FINRA Arbitration Statement of Claim filed in February 2019, associated person Claimant Price asserted defamation; violation of Florida's Unfair and Deceptive Trade Practices Act; and tortious interference with contract. [read post]
19 Nov 2021, 3:27 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6177/securities-industry-commentator/FINRA Arbitrator Says Customers' Claims Are Baseless in Win for Industry Respondents (BrokeAndBroker.com Blog)Federal Reserve Board announces termination of enforcement action with The Goldman Sachs Group, Inc. and Goldman Sachs & Co. [read post]
19 Nov 2021, 3:27 am
FINRA Arbitrator Says Customers' Claims Are Baseless in Win for Industry Respondents (BrokeAndBroker.com Blog)Federal Reserve Board announces termination of enforcement action with The Goldman Sachs Group, Inc. and Goldman Sachs & Co. [read post]
18 Nov 2021, 11:51 am
Likewise, there is a dearth of guidance from the jurisprudence and arbitral decisions as to whether booster shots can be mandated by employers or included in mandatory vaccination policies. [read post]
18 Nov 2021, 10:01 am
Continue reading The post GPB Investors Have Won Monetary Awards in 10 of 11 Arbitration Cases This Past Year appeared first on Securities Arbitration Lawyer Blog. [read post]
18 Nov 2021, 8:28 am
On November 12, 2021, in Ontario Power Generation and The Power Worker Union (OPG), Arbitrator John C. [read post]
18 Nov 2021, 6:00 am
Photo by Towfiqu barbhuiya on UnsplashThis month has seen arbitral treatment of two mandatory vaccination policies in the context of unionized workplaces. [read post]
18 Nov 2021, 5:16 am
Locating information on arbitrators and arbitration awards has always been a challenge. [read post]
18 Nov 2021, 5:05 am
The New York Times reported on Tuesday on women who gave congressional testimony, recounting how compelled arbitration had prevented from from going public with allegations of workplace sexual misconduct. [read post]
17 Nov 2021, 1:23 pm
It will feature … Continue reading Arbitration Training Institute and Arbitration Practice Program – June 1-3, 2022 → [read post]
17 Nov 2021, 10:58 am
Court of Appeals for the 8th Circuit has improperly applied a higher standard for proving a defendant has waived arbitration than it applies to other contract clauses. [read post]
17 Nov 2021, 7:51 am
Board Certified Family Law Specialist Matt Arnold answers the question: “Can you guarantee I will get the resolution I want? [read post]
17 Nov 2021, 7:17 am
For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit https://www.whitesecuritieslaw.com. [read post]
17 Nov 2021, 5:52 am
’“Dushku said that while there was even video surfaced of the harassment ‘captured verbatim on the tapes,’ it's all under lock and key due to the arbitration clause. [read post]
17 Nov 2021, 5:52 am
’“Dushku said that while there was even video surfaced of the harassment ‘captured verbatim on the tapes,’ it's all under lock and key due to the arbitration clause. [read post]
17 Nov 2021, 4:00 am
This formulation was considered in the labour arbitration context by Arbitrator Surdykowski in Bowater ,(supra) at paragraph 10 as follows: 10. [read post]
17 Nov 2021, 12:51 am
While such system can be observed in the arbitration concerning certain sectors such as the appeal board of The Grain and Feed Trade Association, it is rarely used by institutions open for all kinds of commercial disputes, with exceptions such as The Institute of Conflict Prevention and Resolution (CPR) and Judicial Arbitration & Mediation Services, Inc (JAMS). [read post]
16 Nov 2021, 9:00 pm
The Federal Arbitration Act (FAA), 9 U.S.C. [read post]
