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5 Apr 2023, 9:01 pm
Importantly, the Division is the first line of defense for the investing public relying on investment advisers. [read post]
20 Sep 2022, 12:11 pm
As Levine explains, this is particularly true for banks: In recent years it has been popular for investment bank executives to say that they were becoming tech companies: They were hiring developers, building apps, talking about big data. [read post]
1 Aug 2022, 9:01 pm
Securities and Exchange Commission, two in U.S. [read post]
3 Sep 2013, 10:45 am
First, of course, to Syria. [read post]
17 Mar 2009, 3:14 pm
These orders remain in effect pretty much indefinitely, but service on the banks must be made every 24 hours, so the trick is to secure your orders before the money hits the United States. [read post]
24 May 2019, 3:00 am
On the first weekend in August, I’ll be riding across Massachusetts to raise money for cancer research. [read post]
4 Jan 2012, 12:30 pm
Shepherd Smith Edwards and Kantas, LTD LLP is a stockbroker fraud law firm that represents victims of securities fraud. [read post]
20 Jan 2012, 6:52 am
Home State Bank. [read post]
27 Apr 2023, 5:50 am
In a major speech on China before her trip to Beijing, von der Leyen said she would include restrictions on outbound investment in “sensitive technologies” in the EC’s forthcoming Economic Security Strategy. [read post]
14 Jun 2013, 5:31 am
WKs suite of bbusiness titles were solid staples for securities, banking, trade and host of other practices. [read post]
29 Nov 2023, 5:03 am
Two Palestinians died yesterday after Israeli military vehicles blocked the entrance to Khalil Suleiman Hospital in Jenin in the occupied West Bank , according to the international president of Doctors without Borders. [read post]
3 Nov 2020, 9:06 pm
Securities and Exchange Commission (SEC) Chair Jay Clayton, urging the agency to mandate climate risk disclosure. [read post]
23 Aug 2009, 12:26 pm
One of the closed banks, Guaranty Bank of Austin, Texas, was the second biggest bank to fail this year. [read post]
27 Sep 2008, 7:59 pm
But it is almost certain that the 111th Congresss will pass major securities and financial regulatory structure next year in what may be the equivalent of FDR's first hundred days legislation. [read post]
25 Jun 2009, 7:29 am
The notice must be filed with the Department no later than 15 days after the first sale of securities in Nebraska, but if the 15th day falls on a Saturday, Sunday or holiday, then the following business day. [read post]
7 Jul 2020, 5:01 am
First, they consulted with the Japanese Ministry of Economy, Trade and Industry’s April 2019 Cyber Physical Security Framework, which covers cybersecurity and supply-chain risk management The Cyber Physical Security Framework cross-references other countries’ cybersecurity guidelines and regulations for policy harmonization. [read post]
9 Aug 2021, 4:20 am
The first one is the usage of facial recognition for face verification, identification or analysis in public places such as hotels, shopping malls, banks, stations, airports, sports venues, entertainment venues and other business sites. [read post]
14 Nov 2023, 9:01 pm
According to the SEC’s order, Citadel Securities incorrectly marked [read post]
9 Mar 2015, 7:55 am
Now UBS might be the first bank to face a DoJ fine. [read post]
1 Jan 2007, 3:07 pm
" She has been working as a legal consultant to the World Bank on "a secured transactions reform/access to credit project in China. [read post]