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12 Oct 2009, 3:23 pm
As of February 2006, Hedge Fund Advisors were obliged to comply with SEC Rule 203(b)(3)-2 requiring registration under the Investment Advisor Act. [read post]
26 Nov 2021, 7:48 am
By way of background, the regime originally introduced under the Markets in Financial Instruments Directive (MiFID), and subsequently transferred to MiFIR, did not result in the establishment of commercial CTPs in the European Union. [read post]
24 May 2011, 6:00 am
The original Schedule 14D-9 disclosed the multiples the banker selected for the discounted cash flow analysis, and both the original Schedule 14D-9 and the original Schedule 13E-3 disclosed the multiples implied by the companies deemed comparable for purposes of the comparable companies transaction [sic]. [read post]
21 Nov 2022, 5:00 am
Investment of (intellectual) labor can be a ground for the vesting of rights, but only if the product falls within one of the well-defined kinds of intellectual property (IP), such as copyright or patents. [read post]
11 Jan 2006, 8:21 am
For example, questions could be raised about the origin of bio-materials found in the Brooklyn Botanical Garden. [read post]
27 Sep 2015, 8:00 pm
Then, by investing in keeping a single family alive (via the original and continuation filings and/or additional continuation applications), claiming flexibility for each idea is preserved. [read post]
7 Sep 2007, 10:43 am
Stated differently, the trial court's judgment acknowledged that "forfeiture" of the $8,500 invested in the original website was occasioned by POA, not Gray Loon. [read post]
31 Aug 2017, 4:44 pm
Insuring a loan for FHA mortgage insurance even though the borrower did not meet HUD’s minimum statutory investment for the loan. [read post]
16 Mar 2022, 4:32 am
The petition states that the production process was shifted to these countries with all the inputs, including research & development as well capital investment, coming from China. [read post]
18 Aug 2012, 9:33 pm
Prokopi thought he had recouped his considerable investment . . . when the Display Piece sold for $1.05 million at Heritage Auctions (“Heritage”) in New York. [read post]
11 Feb 2008, 8:39 pm
American consumers deserve basic protections when they make the largest investment of their lives, and we as public servants, have a responsibility to do our best to provide those protections. [read post]
25 Oct 2011, 9:51 am
Although investors were told their money would be invested in oil and gas exploration and development ventures, it was co-mingled with other investment monies and some was paid out in andquot;dividendsandquot; or andquot;returns on capitalandquot; to earlier investors, according to the SEC complaint. [read post]
26 Sep 2023, 9:01 pm
Examining the complaint, the Court found that the “lenders’ motivation was investment because the lenders expected to profit from their purchase of the Notes. [read post]
2 Mar 2018, 8:59 am
The concept of ‘parody’, within the meaning of that provision, is not subject to the conditions that the parody should display an original character of its own, other than that of displaying noticeable differences with respect to the original parodied work; that it could reasonably be attributed to a person other than the author of the original work itself; that it should relate to the original w [read post]
21 Oct 2011, 2:03 pm
Simoneand#39;s disbarment was made retroactive to July 2006, the date of his original suspension. [read post]
30 Sep 2023, 2:55 pm
The original title terms may no longer reflect a person’s current priorities. [read post]
10 Nov 2022, 3:42 pm
Read the original announcement. [read post]
30 Dec 2011, 1:23 pm
In this case, there is a genuine issue of fact regarding whether Profit Investment is a covered employer under SOX. [read post]
18 Jun 2007, 2:19 pm
Critics of the 12b-1 fee argue that the fee no longer serves its original purpose. [read post]
18 Nov 2022, 4:52 am
Read the original announcement. [read post]
