Search for: "20/20 Investments" Results 681 - 700 of 19,185
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22 May 2008, 6:47 am
Murphy   Filed: 05/20/2008 Entered: 05/20/2008 Office: Atlanta Asset: Yes Fee: Paid County: Clayton 08-69463-mhm 11 American Land Holdings LLC … [read post]
16 Jan 2019, 8:00 am by John C. Anjier
SEC 2019 Examination Priorities The SEC’s Office of Compliance Inspections and Examinations (OCIE) published its “2019 Examination Priorities” on December 20, 2018. [read post]
10 Aug 2012, 10:56 am by Jennifer Watt
 Investment activity means that a person provides goods or services of $20 million or more in value to the energy sector of Iran. [read post]
23 Jun 2007, 8:39 am
Yet, that's an annual compound return over 100 years of only 5.3%, said Buffet while adding that, if only 1% per year is paid in management fees, nearly 20% of the profits would go to the money manager. [read post]
10 Aug 2016, 11:07 am by Mark Astarita
  She joins Co-National Associate Director Jane Jarcho who has led the program since August 20, 2013 and was named OCIE’s Deputy Director on February 3, 2016. [read post]
30 Sep 2013, 1:34 pm by Editorial Board
 The letter sets out EIOPA’s concerns around the selling of investment insurance products covered by the MiFID II. [read post]
20 Mar 2020, 6:18 am
Posted by Barbara Novick and Michelle Edkins, BlackRock, on Friday, March 20, 2020 Editor's Note: Barbara Novick is Vice Chairman and Co-Founder and Michelle Edkins is Global Head of Investment Stewardship at BlackRock. [read post]
12 Jan 2018, 3:50 am by Zamansky
The fraud began shortly after her husband’s death, and the broker had previously managed the couple’s investments for 20 years. [read post]
5 Feb 2018, 10:05 am by Andrew Stoltmann
Donald Leuke, according to FINRA records on its online forum, BrokerCheck, has been registered within the industry for 20 years, most recently with IBS in Kansas City, Missouri since March 2016. [read post]
31 Aug 2011, 8:13 am by Felix Shipkevich
If convicted, Bark could spend up to 20 years in prison, and pay a $250,000 fine in addition to restitution. [read post]
21 Oct 2016, 1:00 am
Nadler, Nadler Advisory Services LLC, on Wednesday, October 19, 2016 Tags: Board communication, Board composition, Board dynamics, Boards of Directors, Director qualifications, Diversity,Engagement, Executive turnover, Management, Oversight, Shareholder activism, Succession It Pays to Set the Menu: Mutual Fund Investment Options in 401(k) Plans Posted by Veronika Krepely Pool, Indiana University, on Thursday, October 20, 2016 Tags: 401(k), Conflicts of interest, ERISA,… [read post]
20 Mar 2019, 12:05 pm by Paul Caron
Taking a “voluntary separation or retirement" offer would pay a faculty member 100 percent of 2019-20 base... [read post]
24 Dec 2018, 7:31 am by admin
Paul Murans also settled a customer dispute filed on November 7, 2018 for $250,000 which covered the time period from December 2, 2013 to October 20, 2017. [read post]
30 Sep 2010, 8:51 am by fraudfighters
  As a reward for disclosing Sheth’s fraud to the Government, Chandra will receive 17.5% of any amounts collected by the Government on the $20 million settlement. [read post]
18 Sep 2020, 9:48 am by zamansky
At Zamansky, LLC, we have had significant success recovering fraudulent losses on behalf of seniors and other investors over the past 20-plus years, and we are continuing to represent investors in FINRA arbitration and securities fraud lawsuits during the COVID-19 crisis. [read post]