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25 May 2021, 7:35 am by John Jascob
The task force, which was announced by then-Acting Chair Allison Herren Lee, has 22 members drawn from the SEC’s headquarters, regional offices, and Enforcement specialized units and will focus on two areas—public company disclosures and investment adviser strategies. [read post]
25 May 2021, 3:03 am by Lynn Jokela
Back in February, three Democratic US Senators wrote to then Acting SEC Chair Allison Herren Lee urging the SEC to reexamine its policies on Rule 10b5-1 plans – Liz blogged about it at the time. [read post]
21 May 2021, 3:03 pm by Daily Record Staff
Larry Hogan appointed Baltimore resident Allison Banks to the Maryland Legal Services Corporation’s nine-member board of directors. [read post]
21 May 2021, 3:23 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5864/securities-industry-commentator/Fort Dodge Woman Sentenced to Federal Prison for Defrauding Elderly Disabled Veteran Out of Life Savings / Stole over $120,000 from Nursing Home Resident in 2018 and 2019 (DOJ Release)Texas Man Pleads Guilty to Conspiring to Commit Wire Fraud (DOJ Release)Chattanooga Man Charged with Defrauding Investor in… [read post]
19 May 2021, 3:36 pm by Sabrina I. Pacifici
SLAW – Allison Wolf: “As a coach, I am intensely interested in how we – professionals in the legal sector – can help retain young lawyers in the profession. [read post]
19 May 2021, 12:05 am by Paul Caron
The featured paper is Allison Christians & Tarcísio Diniz Magalhães,... [read post]
18 May 2021, 4:01 pm by Josh Blackman
The list includes Steven Colloton (Iowa), Raymond Gruender (Missouri), Thomas Hardiman (Pennsylvania), Raymond Kethledge (Michigan), William Pryor (Alabama), Diane Sykes (Wisconsin), Allison Eid (Colorado), Joan Larsen (Michigan), Thomas Lee (Utah), David Stras (Minnesota), and Don Willett (Texas). [read post]
11 May 2021, 11:10 am by Karen Beck
If you will be doing legal research in California, Massachusetts, or New York this summer, we’ve got you covered! [read post]
5 May 2021, 4:14 pm by Daily Record Staff
Northrop Realty, A Long & Foster Company, added real estate professional Allison Stine serving the Delaware and Maryland coastal region. [read post]
29 Apr 2021, 3:01 pm by Tammy Binford, Contributing Editor
What is Changing Allison Oasis Kahn, an attorney with Carlton Fields in West Palm Beach, Florida, says there are three big takeaways for employers as of April 30: Employers can’t keep tips received by workers even if they pay the workers the full minimum wage and do not take a “tip credit” toward the minimum wage obligation. [read post]
29 Apr 2021, 11:13 am by Ana Popovich
FERC Commissioner Allison Clements spoke about the OPP and the importance of public comments on April 26. [read post]
28 Apr 2021, 5:57 am by Kalvis Golde
Professor Allison Larsen of William & Mary School of Law, whose research focuses on judicial fact-finding, urged the subcommittee to consider stronger rules for Supreme Court amicus briefs – which, she argued, increasingly do the work of sourcing facts to support one party or the other. [read post]
27 Apr 2021, 9:45 am by Taéylor Stanley
On Feb. 24, 2021, Allison Lee, acting chair of the SEC, published a statement in which she directed the Division of Corporation Finance to “enhance its focus on climate-related disclosure in public company filings. [read post]
27 Apr 2021, 9:45 am by Taéylor Stanley
On Feb. 24, 2021, Allison Lee, acting chair of the SEC, published a statement in which she directed the Division of Corporation Finance to “enhance its focus on climate-related disclosure in public company filings. [read post]
27 Apr 2021, 5:30 am by Sherron Watkins
During the 2020 issuance of some generally positive whistleblower amendments, Commissioner – and former Acting Chair – Allison Lee stated that whistleblowers “display extraordinary bravery to expose fraud and wrongdoing, and to shine light in some very dark places. [read post]
26 Apr 2021, 9:32 am by William Ford, Tia Sewell
The subcommittee will hear testimony from Allison Larsen, law professor at William and Mary School of Law; Theodore Shaw, law professor at UNC School of Law; Paul Smith, vice president for litigation and strategy at the Campaign Legal Center; Thomas Fisher, Indiana solicitor general; and Ilya Shapiro, director of the Robert A. [read post]
26 Apr 2021, 5:42 am by John Jascob
In January 2020, then-SEC Chairman Jay Clayton observed that SEC staff had issued comments questioning the sufficiency and consistency of the disclosures in certain instances,In February 2021, Acting SEC Chair Allison Herren Lee stated that investors are increasing their consideration of climate-related issues when making their investment decisions, and that it was the SEC’s responsibility to ensure that the investors had access to material information when planning for their… [read post]
22 Apr 2021, 5:55 am by Kevin Kaufman
Table of Contents Key Findings Introduction Review of State and Local Car Rental Excise Taxes — How Rental Car Taxes and Fees Work — How Rental Car Excise Tax Revenue Is Used Economic and Tax Policy Consequences of Rental Car Excise Taxes — Economic Incidence of Car Rental Excise Taxes — Tax Exporting — Car Rental Excise Taxes and Tax Policy Rental Car Taxes and Peer-to-Peer Car Sharing — Developments in the State Taxation of Peer-to-Peer Car Sharing —… [read post]