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15 Apr 2010, 3:36 am by Broc Romanek
Here are some of the latest entries: - More on Placement Agent Regulation - Use Your Existing ESOP to Increase Bank Capital - Feedback: Prohibition of Broker Voting on Say-on-Pay Votes - DOJ and BAE Systems' $400 Million FCPA Settlement - Director Independence Determinations: Take All Facts & Circumstances into Account - Broc Romanek [read post]
26 May 2015, 3:23 am by Broc Romanek
– 2015 Cyber Risk Agenda – Navigating Corporate Governance Hot Topics – Broc Romanek [read post]
9 May 2012, 4:17 am by Broc Romanek
Please take a moment to provide your opinion anonymously about the SEC's new home page: Online Surveys & Market Research - Broc Romanek [read post]
1 Jan 2011, 8:21 am by William Carleton
I'm hearing entrepreneurs and private investors in Seattle begin to talk about this, anticipating when the phenomenon - so far mostly effective only for investors in and employees of "mature VC-backed companies" (to borrow a phrase from a Broc Romanek answer on Quora) - might become a part of the broader emerging company landscape. [read post]
25 Apr 2011, 4:38 am by Broc Romanek
This first one is from UC-Berkeley campus, where group of students sang The Who's "Behind Blue Eyes" a cappella style: This one is from the Santa Cruz Boardwalk and features "Ask the Brain": - Broc Romanek [read post]
6 Jun 2011, 4:48 am by Broc Romanek
Here are some of the latest entries: - Annual Meetings: The Use of Floor Proposals - Notes from the Council of Institutional Investors' Spring Meeting - Diverse Director "DataSource" Announced, Dogged by Questions - Environmental Proposals and Proponents: More Than Nuns in Tennis Shoes - Annual Meeting Survey Results: Part II - Broc Romanek [read post]
17 Dec 2018, 3:15 am by Broc Romanek
This memo from Davis Polk outlines the key takeaways (we’re posting memos in our “Restricted Stock” Practice Area on CompensationStandards.com): – The measurement period to determine whether the employer satisfied the eligibility requirement that 80% of U.S. employees received grants is measured on a single calendar year basis and does not take into account grants made in prior years – Employers must withhold taxes at the maximum individual rate in effect at the time… [read post]
9 Jul 2019, 2:39 am by Broc Romanek
Even though most companies will have their own unique circumstances, these could be useful as a “gut check”… – Broc Romanek [read post]
21 Jan 2010, 4:30 am by Broc Romanek
- US and California Supreme Courts Tackle Attorney-Client Privilege - The SEC Cares - The Time I was Written Up for Blogging - SCOTUS to Hear "Foreign-Cubed" Cases - An Unforeseen Impact of an SEC Complaint: No D&O Coverage - Why I Don't Allow Comments on My Blogs - Broc Romanek [read post]