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21 Mar 2022, 5:40 am by Jean O'Grady
On March 9th Carter took to the stage to announce the rebrand on ALM Media to ALM Global LLC. [read post]
20 Mar 2022, 2:39 pm by Stuart Kaplow
ESG has become such a large component of my law practice that I am now collaborating with a fabulous group attorneys in ESG Legal Solutions, LLC, a new law consulting firm. [read post]
18 Mar 2022, 8:52 am by The White Law Group
Investment Management settled with the SEC in January over allegations of disclosure failures about revenue sharing in cash sweep products, see more here. [read post]
17 Mar 2022, 12:37 pm by Edward T. Kang
Regarding the second aspect of the relevant market, courts have found the following factors dispositive in defining the relevant geographic market: the area where the potential customer will look for a product versus the area in which the seller attempts to sell their products; the price of the product; the durability of the product; and the size of the product. [read post]
16 Mar 2022, 6:04 am by Bob Ambrogi
DISCO Acquires Legal Hold and Workflow Products Hold360 and Request360 E-discovery company DISCO announced that it has acquired two legal workflow products, Hold360 and Request360, from Congruity 360 LLC. [read post]
15 Mar 2022, 10:35 am by John Jascob
FINRA ordered Robinhood Financial LLC to pay $57 million in fines and $12.6 million in restitution for alleged systemic supervisory failures resulting in significant harm for millions of customers. [read post]
14 Mar 2022, 1:31 pm by Zamansky LLC
The post Structured Product Losses Mount From Ukraine War appeared first on Zamansky LLC. [read post]
13 Mar 2022, 4:46 pm
”), Paragon Roof Systems, LLC (“Paragon”), and Billibob Boor (collectively, “Paragon Defendants”) for producing composite roofing shingles contrary to an exclusive license agreement. [read post]
11 Mar 2022, 1:05 pm by Christopher J. Hubbert
” She argued that applying the securities regulatory framework to crypto lending products might simply make them unavailable to US retail customers. [read post]
11 Mar 2022, 12:52 pm by Kirk G. Smith
Several East West Bank Customers Worked With Cetera Broker Linda Fang Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) is continuing to investigate claims of losses involving East West Bank customers who invested in Northstar Financial Services (Bermuda) products. [read post]
11 Mar 2022, 12:50 pm by Samuel B. Edwards
GPB investors typically purchased these high-commission products in $50K to $100K tranches. [read post]
11 Mar 2022, 7:10 am by Greg Lambert and Marlene Gebauer
Ignatius Grande, Director at Berkeley Research Group LLC also joins us to share his experience and the topic of ethics in data analytics and legal technology, especially in the era of ESG in the legal market. [read post]
8 Mar 2022, 12:10 pm by dparker
Regards, Bart Mallon & Justin Schleifer Aspect Advisors LLC Aspect Advisors LLC is modern regulatory consultant providing customized compliance solutions to entrepreneurs. [read post]
8 Mar 2022, 8:10 am by Danielle Parker
Regards, Bart Mallon & Justin Schleifer Aspect Advisors LLC Aspect Advisors LLC is modern regulatory consultant providing customized compliance solutions to entrepreneurs. [read post]
7 Mar 2022, 10:12 pm by Wilson Ang (SG) and Jeremy Lua (SG)
With thanks to Ernest Cheong, Trainee Solicitor, Ascendant Legal LLC, for assisting in the preparation of this update. [read post]