Search for: "DEFENDER SECURITY COMPANY"
Results 681 - 700
of 17,863
Sorted by Relevance
|
Sort by Date
5 Apr 2011, 6:11 am
Last week, the Supreme Court issued its decision in Matrixx, holding that plaintiffs had adequately pleaded material misrepresentations by defendants for failing to disclose “adverse event reports” relating to Matrixx’s popular nasal spray, while declining to adopt a bright-line standard for determining the materiality of such reports in actions against pharmaceutical companies. [read post]
24 Jul 2023, 6:30 am
-listed company getting hit with a securities suit in any given year. [read post]
28 Sep 2015, 3:48 am
Securities and Exchange Commission v. [read post]
5 Feb 2016, 1:46 pm
The Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA), among other regulators, regularly engage in investigations to explore, deter and punish market conduct that violates the securities laws and industry rules. [read post]
10 May 2021, 2:30 pm
The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934. [read post]
17 Sep 2008, 5:08 am
The most interesting part about these allegations to me is the reference to the company’s investment in auction rate securities. [read post]
3 Aug 2013, 5:11 am
The ultimate effect this has had is to make it tougher for even legitimate claimants to secure compensation, particularly from more than one defendant. [read post]
25 Jul 2022, 4:10 am
Former Wells Fargo Advisors Senior Vice President Moves Federal Court to Undo 2017 FINRA Settlement (BrokeAndBroker.com Blog)Justice Department and Consumer Financial Protection Bureau Secure Agreement with Trident Mortgage Company to Resolve Lending Discrimination Claims / Settlement Provides Over $20 Million to Increase Credit Opportunities in Neighborhoods of Color / First Redlining Settlement Against Mortgage Company; Second Largest Redlining Settlement in Justice… [read post]
9 Oct 2020, 8:45 am
Former Long Island Liquor Distributor Sentenced to 24 Months in Prison for Defrauding Investors in Wine Product Featured on "Shark Tank" TV Show / Defendant Stole More Than $500,000 from Investors to Fund His Securities Trading Account and Satisfy Mortgage on a Florida Home (DOJ Release)CFTC Revokes Registrations of Florida Company and its CEO for Fraud and Related Criminal Conviction (CFTC Release)Federal Court Orders Pennsylvania Man and His Companies… [read post]
4 Dec 2017, 3:41 am
Majority Shareholder of Sham Company Sentenced to Five Years’ Imprisonment for Defrauding Investors in Penny Stock Scheme / Defendant Caused Press Releases to be Issued Containing False Information to Induce Investments (DOJ Press Release) https://www.justice.gov/usao-edny/pr/majority-shareholder-sham-company-sentenced-five-years-imprisonment-defrauding Pursuant to his guilty plea in federal court, George Trevor Porrata was sentenced to five… [read post]
21 May 2022, 10:04 am
Kohn Announces 2022 Run for Small Firm Governor on FINRA Board of GovernorsGlencore Entered Guilty Pleas to Foreign Bribery and Market Manipulation Schemes / Swiss-Based Firm Agrees to Pay Over $1.1 Billion (DOJ Release)CFTC Orders Glencore to Pay $1.186 Billion for Manipulation and Corruption (CFTC Release)Former Chief Executive Officer of Publicly Traded Company Pleads Guilty to Conspiracy to Commit Securities Fraud / Defendant Made Millions in Pump-and-Dump Scheme… [read post]
8 Aug 2022, 4:02 am
Federal Court Denies Legend Securities President Bankruptcy Discharge of FINRA Customer Arbitration Award (BrokeAndBroker.com Blog)What Happens When A Company Murders Another Company By Poisoning It's Board? [read post]
27 Mar 2018, 6:33 am
Supreme Court ruling holding that securities-offerings litigation can be heard in state court and defendants may not move state-filed cases to federal court certainly will lead to increased litigation against companies and possibly increase directors and officers liability rates as well, say experts. [read post]
5 Aug 2019, 10:57 am
Solera presented the appraisal claim to its D&O insurers to recover the attorneys’ fees and costs incurred in defending the appraisal proceeding. [read post]
2 Dec 2013, 1:16 am
Although there were numerous defendants named in the consolidated securities litigation, investors had specifically targeted the company’s former auditors. [read post]
25 Apr 2023, 6:46 am
” The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
11 Feb 2018, 12:33 pm
As The 10b-5 Daily recently has noted, it is difficult for corporate defendants to avoid securities fraud liability when they fail to disclose hidden wrongdoing at the company. [read post]
21 Feb 2021, 1:44 pm
” The plaintiff alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
17 Jun 2024, 8:36 am
The District Court granted the defendants motion to dismiss. [read post]
3 Jan 2018, 4:29 pm
The defendants’ cert petition is discussed in detail here. [read post]
