Search for: "DIVISION OF RISK MANAGEMENT"
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11 May 2017, 8:33 am
With professional regulation of the condominium management sector now coming online, the opportunity arises for the various regulators to compare notes, study industry practices, consider risks and rewards and decide whether the public interest is well-served by the current division of responsibilities with respect to condominium lien processing. [read post]
14 Jan 2015, 6:30 am
©2014 Amaxx Risk Solutions, Inc. [read post]
17 Jul 2020, 11:07 am
Billing a patient more than the co-pay amount for services that were prepaid or paid in full by the benefit plan under the terms of a managed care contract. [read post]
20 Aug 2020, 2:56 pm
The SEC provided additional insight into its areas of focus with respect to investment advisers of private funds on June 23, 2020, when the OCIE issued a risk alert entitled Observations from Examinations of Investment Advisers Managing Private Funds (the “Risk Alert”). [read post]
18 Apr 2023, 4:21 pm
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
16 Oct 2023, 1:54 pm
The portfolio management risks present when there is exposure to recent market volatility and higher interest rates. [read post]
12 May 2022, 5:14 am
Gensler said that he has asked the Division of Investment Management and Division of Examinations to take a "renewed and focused look at the use of derivatives by registered investment companies so that they’re compliant with our rules. [read post]
3 Jun 2019, 7:11 am
Locating risk—in the regulation or technology. [read post]
28 Jun 2019, 10:49 am
Agreements between lawyers once affiliated in a practice generally are enforceable to manage the division of fees earned after the separation. [read post]
9 Oct 2016, 7:24 am
” According to the SEC Och-Ziff executives ignored red flags and corruption risks and permitted illicit transactions to proceed. [read post]
27 Jul 2021, 8:02 am
The mistake was made by the junior underwriter and was not the result of the failure by the insured to disclose matters relevant to its risk management. [read post]
16 Jun 2021, 3:30 am
‘As a result of First American’s deficient disclosure controls, senior management was completely unaware of this vulnerability and the company’s failure to remediate it,’ said Kristina Littman, Chief of the SEC Enforcement Division’s Cyber Unit. [read post]
6 Nov 2023, 5:30 am
Since one of the Division’s roles is to monitor companies’ compliance with accounting and disclosure requirements, and, since the Division’s practice is to refer noncompliant companies to SEC’s Division of Enforcement when appropriate, the GAO determined that it is reasonable to believe that companies may change their behavior to comply with the staff interpretations found in SAB 121.The SEC published SAB 121 on its public-facing website, the GAO… [read post]
13 Mar 2015, 5:30 am
” Statewide Effort to Improve Workplaces BWC’s Division of Safety & Hygiene sponsors 82 safety councils that are organized across the state by local safety-minded groups to inform participants of new safety techniques, products and services, and provide a thorough knowledge of topics, including occupational safety and health, workers’ comp and risk management education. [read post]
10 Nov 2014, 3:47 pm
Stamer Board certified labor and employment attorney, public policy leader, author, speaker Cynthia Marcotte Stamer is nationally and internationally recognized and valued for her more than 25 years of work advising and representing employers, insurers, employee benefit plans, their fiduciaries and advisors, business and community leaders and governments about workforce, employee benefits, social security and pension, health and insurance, immigration and other performance and risk… [read post]
27 Jul 2010, 7:14 am
If you need help with human resources or other management, concerns, wish to ask about compliance, risk management or training, or need legal representation on other matters please contact Cynthia Marcotte Stamer here or (469)767-8872. [read post]
30 May 2023, 8:19 pm
Powerful AI systems should be developed only once we are confident that their effects will be positive and their risks will be manageable. [read post]
28 Sep 2008, 3:10 pm
Risks. [read post]
3 Mar 2017, 6:00 am
(COSO Principle 7: “Identify and analyze risks. [read post]
6 Aug 2018, 1:56 pm
Similarly, it indicates that some bank practices related to applicants on maternity leave, such as treating such applicants as unemployed, may raise fair lending risks and also suggests managing this risk through policy and procedure reviews and training. [read post]
