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22 Nov 2013, 7:46 am
-owned foreign entities and then report to the IRS on all payments to, or activity in the accounts of, those persons.The Act broadly defines foreign financial institution to comprise not only foreign banks but also any foreign entity engaged primarily in the business of investing or trading in securities, partnership interests, commodities or any derivative interests therein. [read post]
5 Jun 2019, 4:00 am
For the most part, this is a good thing; it enables law enforcement to more effectively combat social ills such as terrorism and the drug trade. [read post]
26 Jul 2009, 10:52 pm
The International Trade Union Conference (ITUC) has pressed the Bank and the IMF to change the EWI to make it follow ILO standards more closely. [read post]
8 Aug 2021, 7:01 am
Only a handful of states are experimenting with their creation, and so far there is little in the way of international trade and financing conducted through these digital currencies. [read post]
11 Jul 2021, 6:24 am
He included a list of recommended actions for the international community to take, including a review of trade, cultural, and investment agreements with Israel, and a ban on arms sales to Israel. [read post]
28 Dec 2007, 7:41 am
I'll wait.)Until today, I hadn't thought much about the Ex-Im Bank since I was an economics major in college, but insofar as corruption of major international trade institutions goes, this is a really big deal! [read post]
2 Nov 2022, 5:01 am
Banks have very different operational profiles than members of the customs trade. [read post]
17 Jul 2019, 3:58 pm
How Trade Mirror Statistics Can Help Us Detect Illegal Financial Flows (Bank of... [read post]
15 Mar 2010, 4:39 am
Barclays Capital, the investment banking arm of the British bank Barclays, is eyeing a move toward the partnership model popular among American investment banks like Merrill Lynch and Goldman Sachs in the era before they were publicly traded, The Financial Times reported. [read post]
7 May 2008, 3:15 am
Office of Fair Trading (the equivalent of our Federal Trade Commission) to curb unfair overdraft fees. [read post]
4 Jun 2012, 12:19 pm
Regulators are examining whether Morgan Stanley, the investment bank that shepherded Facebook through its highly publicized stock offering last week, selectively informed clients of an analyst's negative report about the company before the stock started trading. [read post]
12 Mar 2023, 6:42 am
During the bank failure wave, there were also a significant number of securities class action lawsuits filed against executives of banks that were publicly traded at the time their banks failed. [read post]
8 Dec 2023, 8:02 am
The determination of equivalence conferred by the statutory instrument is a precondition of a CCP authorised by the CFTC being able to become recognised by the Bank of England (BoE) on a non-time limited basis. [read post]
1 Jun 2010, 3:21 am
Hong Kong regulators have fined U.S. investment bank Merrill Lynch $450,000 after an executive's concealment of losses in a trading account went undetected by the bank for nearly a year, The Associated Press reported. [read post]
4 Feb 2019, 2:09 pm
Philip Sparacino has seven disclosures in his 11 years in the securities industry with six different firms, according to his FINRA BrokerCheck Report, and he has worked for First Standard Financial Company LLC in Red Bank, New Jersey since July 2, 2014, FINRA notes. [read post]
31 Mar 2020, 4:31 am
Despite the lack of banking licence need in Venezuela, it does not afford a lender an automatic right to lend in Venezuela as trade sanctions and “other operational challenges” may present difficulties in lending. [read post]
21 Aug 2017, 9:05 pm
” [Baker Hostetler, JD Supra] Trusts and the offshore wealth trade: from Edmund Burke to the Cayman Islands [Graham McAleer, Law and Liberty] Tags: banks, debtor-creditor law, securities litigation, Wall Street, wills and trusts Banking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
12 Apr 2010, 6:21 am
We conclude that while it is useful for future reforms to take heed on the issue of reducing global imbalances, reforms should also address the increasing propensity of the global banking sector to manufacture tail risks (or “carry trade” style payoffs). [read post]
20 Jan 2011, 6:08 am
The Financial Stability Oversight Council (FSOC) Jan. 18 approved a study on the “Volcker rule” that calls for new types of quantitative metrics to determine banned proprietary trading activities and for regulated banks to develop internal compliance regimes in which top corporate officers could be held… Read this entire article for free, activate your free 15 day trial access to Banking Report now. [read post]
23 Jun 2021, 8:46 am
The traders intended to cancel the trades before they were executed to create a false impression of supply and demand in the market and induce other traders to execute trades on the perpetrators’ opposite-side orders, according to the DOJ. [read post]
