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27 Jul 2011, 5:01 am by Hedge Fund Lawyer
“This merger will create an industry leading firm that provides a full suite of services to hedge funds and others in the alternative investment community,” says Karl Cole-Frieman. [read post]
9 Dec 2019, 3:51 am by Alan Rosca
Lester Burroughs was Discharged from Employment of Lincoln Investment Planning, LLC Lester Burroughs was discharged from his employer, Lincoln Investment Planning LLC on December 6, 2019, when they became aware of the charges filed by the United States Securities and Exchange Commission and United States Attorney’s Office wherein Burroughs plead guilty to one count of wire fraud in the sale of fictitious insurance contracts to four individuals, FINRA… [read post]
9 Dec 2019, 3:51 am by Alan Rosca
Lester Burroughs was Discharged from Employment of Lincoln Investment Planning, LLC Lester Burroughs was discharged from his employer, Lincoln Investment Planning LLC on December 6, 2019, when they became aware of the charges filed by the United States Securities and Exchange Commission and United States Attorney’s Office wherein Burroughs plead guilty to one count of wire fraud in the sale of fictitious insurance contracts to four individuals, FINRA… [read post]
6 Jun 2023, 7:49 am by The White Law Group
FINRA arbitration is generally a faster and less expensive alternative to traditional litigation. [read post]
3 Feb 2023, 12:22 pm by Kalvis Golde
UBS Securities, LLC 22-660Issue: Whether, following the burden-shifting framework that governs cases under the Sarbanes-Oxley Act of 2002, a whistleblower must prove his employer acted with a “retaliatory intent” as part of his case in chief, or whether the lack of “retaliatory intent” is part of the affirmative defense on which the employer bears the burden of proof. [read post]
17 Oct 2023, 10:23 am by The White Law Group
  It provides investors with an opportunity to attempt to recoup their investment losses and is an alternative to filing such claims in court. [read post]
22 Sep 2023, 2:28 pm by Alan Rosca
Rosca Scarlato LLC attorney Alan Rosca and his colleagues are investigating the circumstances surrounding Battalini’s customer dispute disclosures and employer separation. [read post]
8 Sep 2010, 9:04 pm by Eric Schweibenz
Regarding potential remedy, Leviton seeks a general exclusion order pursuant to Section 337(d), or in the alternative a permanent limited exclusion order, and a permanent cease-and-desist order pursuant to Section 337(f) directed to the Proposed Respondents. [read post]
22 Sep 2023, 2:28 pm by Alan Rosca
Rosca Scarlato LLC attorney Alan Rosca and his colleagues are investigating the circumstances surrounding Battalini’s customer dispute disclosures and employer separation. [read post]
22 Sep 2023, 2:28 pm by Alan Rosca
Rosca Scarlato LLC attorney Alan Rosca and his colleagues are investigating the circumstances surrounding Battalini’s customer dispute disclosures and employer separation. [read post]
18 Apr 2023, 11:37 am by The White Law Group
The alleged trading was through the entities Increase Financial Strategies LLC and Faith Financial Strategies, and reportedly occurred without his employer’s knowledge or consent, according to the SEC’s complaint. [read post]
23 Jul 2018, 3:25 am by Peter Mahler
June 29, 2018], the two defendant Johanson brothers operated a consulting firm that offered a methodology related to job valuation and employment compensation. [read post]
10 Sep 2008, 1:25 pm
Chief Justice Steele: Professor Conaway and I are drafting a text that will be a comparative work designed to contrast corporate structures to LLCs, LPs, and other alternative entities. [read post]
6 Sep 2008, 3:03 am
Chief Justice Steele: Professor Conaway and I are drafting a text that will be a comparative work designed to contrast corporate structures to LLCs, LPs, and other alternative entities. [read post]
13 Apr 2010, 3:43 pm by Rob
Some employers may allow you to take the vacation day on an alternate date, or they may even pay a “holiday premium,” but the law does not require employers to pay extra for holidays or to allow employees to take holidays off. [read post]
17 Aug 2011, 1:24 pm by WIMS
The analysis assumed different scenarios accounting for uncertainties with gasoline and diesel demand, greenhouse gas emissions, fuel expenditures, delivery infrastructure and vehicle mix and macroeconomic factors such as employment and disposable income. [read post]