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22 Dec 2016, 6:24 am
However, it appears that in reality, Chang commingled more than half of the investor funds with his own, and he and Onix Capital used these funds to pay other investors. [read post]
22 Dec 2016, 6:24 am
However, it appears that in reality, Chang commingled more than half of the investor funds with his own, and he and Onix Capital used these funds to pay other investors. [read post]
10 Nov 2021, 4:36 pm
Silver Oak Services Partners, LLC (“Silver Oak”), a private equity firm and majority shareholder of ID, will remain the majority shareholder of the combined company. [read post]
17 Dec 2021, 3:48 pm
While brokers and advisors may recommend structured investment products such as equity-linked notes and leveraged exchange-traded funds (ETFs), these are complex investments that are only well-suited to sophisticated and high-net-worth investors. [read post]
3 Dec 2014, 7:05 am
The Financial Industry Regulatory Authority (FINRA) in an acceptance, waiver, and consent action (AWC) sanctioned brokerage firm Genworth Financial Securities Corporation (Genworth) n/k/a Cetera Financial Specialists, LLC (Cetera) concerning allegations that from July 2009, through June 2012, the firm failed to establish a supervisory system and enforce written supervisory procedures designed to identify and prevent unsuitable excessive trading and the churning of customer funds. [read post]
26 Jan 2018, 6:32 am
Klingsberg, Cleary Gottlieb Steen & Hamilton LLP, on Friday, January 19, 2018 Tags: Boards of Directors, CalSTRS, Corporate Social Responsibility, ESG, Hedge funds, Institutional Investors, Pension funds, Shareholder activism, Shareholder proposals, Shareholder voting Letter from JANA Partners & CalSTRS to Apple, Inc. [read post]
1 Nov 2023, 5:56 am
Who's all about the "equity"? [read post]
14 May 2011, 6:21 am
King amp; Spaldings transactional practices serve large cap, middle market and emerging growth companies as well as private equity funds, investment banks and financial institutions around the world. [read post]
25 Mar 2011, 4:30 am
FCP and FS wound up losing about $1 million in investor funds. [read post]
1 Oct 2010, 12:07 pm
Many of the almost 8,000 individual equity securities and exchange traded funds (andquot;ETFsandquot;) traded that day suffered similar price declines and reversals within a short period of time, falling 5%, 10% or even 15% before recovering most, if not all, of their losses. [read post]
2 Jun 2021, 9:44 am
Excellent business credit is imperative for businesses seeking low-cost, long-term debt funding. [read post]
2 Jan 2018, 10:58 am
The post Puerto Rico – The Hits Just Keep On Coming appeared first on Zamansky LLC. [read post]
23 Oct 2019, 1:27 pm
Investors are still waiting for updated financial statements in two of the largest funds that are now a year past due. [read post]
18 Jun 2015, 2:47 pm
The proposed Senate Bill reauthorizing the EB-5 Regional Center Program would restrict the types of projects that can be funded with EB-5 financing and amount of funds that can be raised with EB-5 financing. [read post]
18 Jun 2015, 2:47 pm
The proposed Senate Bill reauthorizing the EB-5 Regional Center Program would restrict the types of projects that can be funded with EB-5 financing and amount of funds that can be raised with EB-5 financing. [read post]
18 Jun 2015, 2:47 pm
The proposed Senate Bill reauthorizing the EB-5 Regional Center Program would restrict the types of projects that can be funded with EB-5 financing and amount of funds that can be raised with EB-5 financing. [read post]
29 Jun 2012, 6:57 am
According to Mercom Capital Group, LLC, a global communications and consulting firm: VC funding in the HIT area in Q1 2012 was $184 million in 27 deals (the highest number of deals ever recorded since Mercom started collecting data in Q1 2010). [read post]
12 Sep 2018, 2:23 pm
They sought to raise $5 million to fund oil drilling in California. [read post]
23 Feb 2010, 10:40 am
Madoff Investment Securities LLC and issued statements with fictitious returns. [read post]
30 Dec 2008, 6:13 am
Stepping into deeper waters to help the auto industry, Treasury Monday night added $6 billion to the $17.4 billion bailout announced Dec. 19, chiefly to help the financial arm of General Motors Corp.Using financial markets rescue funds, Treasury will purchase $5 billion in senior preferred equity from GMAC LLC, and up to $1 billion more will be lent to GM itself so the automaker can participate in a rights offering at GMAC, which has wanted to reorganize itself as a bank… [read post]