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25 Jan 2013, 8:20 am
Sandra Ramos, CFP Senior Executive Consultant Investors Group Financial Services Inc. 138 Commerce Park Drive Barrie, Ontario L4N 8W8 [read post]
30 Sep 2022, 7:40 am
It was attended by delegates and speakers from a dozen countries, including the European Commission, United Nations, European Investment Bank and Organisation for Economic Co-operation and Development.Nicolas Mackel, chief executive of Luxembourg for Finance, the Grand Duchy’s financial promotion agency, summed up one prevalent mood of the meeting. [read post]
31 Oct 2016, 5:11 pm
Another solution is to hire employees and consultants, such as attorneys and financial professionals with relevant experience, to bridge the compliance gap.When considering a reverse merger, as with any merger and major acquisition, retaining the right attorney is key to ensuring that your company’s best interests are represented. [read post]
4 Apr 2016, 7:12 am
If you are in need of legal services, contact us to schedule a one-on-one consultation today. [read post]
22 Jan 2010, 4:22 pm
Growth in consulting fees. [read post]
11 Nov 2014, 6:02 am
If you have suffered investment losses or financial irregularities, please contact Gana LLP for a free consultation. [read post]
5 Feb 2015, 5:59 am
According to The Financial Industry Regulatory Authority (FINRA) BrokerCheck system, the customer complaints primarily allege unauthorized trading, failure to execute, suitability, misrepresentation, fraud, churning, and breach of fiduciary duty. [read post]
20 Jul 2017, 11:18 am
Free Consultation This information, which is publicly available on FINRA’s website has been provided by The White Law Group. [read post]
19 Nov 2012, 6:26 am
Contact us today for your free consultation and to understand the best way to move forward. [read post]
9 Sep 2016, 10:53 am
Rafal, the founder and former chief executive of Essex Financial Services, a registered investment advisor and broker-dealer owned by Essex Savings Bank. [read post]
5 Feb 2017, 5:42 am
If you are in need of legal services, contact us to schedule a one-on-one consultation today. [read post]
6 Sep 2019, 4:39 am
The German Federal Financial Supervisory Authority (BaFin) will allow payment service providers domiciled in Germany to execute credit card payments online without strong customer authentication (SCA) as a temporary measure after 14 September 2019. [read post]
15 Oct 2021, 8:40 pm
On 14 October 2021, the Financial Conduct Authority (FCA) published a speech by its new Executive Director for Markets, Sarah Pritchard, in which she discusses the key themes for the FCA which are, partnership, priorities and future predictions. [read post]
5 Jun 2012, 4:18 pm
The bill provides annual funding for, among others, the Treasury Department, the Executive Office of the President, the SEC and several other independent agencies. [read post]
23 Mar 2016, 2:38 pm
The report must be signed by the president and the treasurer or corresponding principal officers of the consultant firm or, if the filer is self-employed, by the individual consultant. [read post]
23 Sep 2013, 12:21 pm
The Financial Industry Regulatory Authority (FINRA), VSR Financial Services, Inc. [read post]
7 May 2019, 6:26 am
Our consultations are free of charge and the firm is only compensated if you recover. [read post]
14 Oct 2013, 6:25 am
To account for this you could also execute a durable financial power of attorney and name a different attorney-in-fact. [read post]
14 Oct 2013, 6:25 am
To account for this you could also execute a durable financial power of attorney and name a different attorney-in-fact. [read post]
16 Jun 2017, 8:10 am
The head of the new CCP Executive Session will chair the existing EMIR colleges in order to ensure consistency between the work of the Executive Session and that of the colleges.Third country CCPs. [read post]
