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“Woke” Capitalism and Its Dissidents: Legal Strategies to Counter Anti-ESG Laws
1 Dec 2023, 10:14 am by Robin Happel
To fully comprehend the current state of the law, in short, it is necessary to first look to the recent past. [read post]
Pace Environmental Law Review Blog - https://pelr.blogs.pace.edu/
FINRA Bars Broker Shane Wilhelm For Failing To Respond To Request For Information
1 Dec 2023, 8:44 am by Silver Law Group
Shane Wilhelm (Shane Collins Wilhelm CRD# 4803933) is a former registered broker and investment advisor last employed with Fortune Financial Services, Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Broker Scott Matalon Barred From Industry After Failing To Provide FINRA Requested Documents
1 Dec 2023, 8:06 am by Silver Law Group
His previous employers include Ameriprise Financial Services, Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
ArciTerra and Exec Charged with Fraud
1 Dec 2023, 1:16 am by The White Law Group
         The post ArciTerra and Exec Charged with Fraud appeared first on The White Law Group. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
The Current Securities Landscape of Cryptocurrencies and NFTs
30 Nov 2023, 9:05 pm by renholding
Inc., 448 F. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Edward Mercer, Cambridge Investment, Barred by FINRA  
30 Nov 2023, 2:02 pm by The White Law Group
                 The post Edward Mercer, Cambridge Investment, Barred by FINRA   appeared first on The White Law Group. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
FINRA Bars Broker Randall Skrabonja
30 Nov 2023, 1:58 pm by Silver Law Group
His previous employers include Sagepoint Financial, Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
[Sasha Volokh] The Myth of the Federal Private Nondelegation Doctrine, Part 4
30 Nov 2023, 12:45 pm by Sasha Volokh
[Serial-blogging my recent article in the Notre Dame Law Review] On Monday, I started serial-blogging my article, The Myth of the Federal Private Nondelegation Doctrine, which has just come out in the Notre Dame Law Review. [read post]
The Volokh Conspiracy - http://www.volokh.com/
THE “NEW” NARRATIVE REQUIREMENT IN SBA 8(a): BUSINESS DEVELOPMENT PROGRAM ELIGIBILITY FOR SOCIALLY AND ECONOMICALLY DISADVANTAGED BUSINESS OWNERS
30 Nov 2023, 12:33 pm by Holly
The post THE “NEW” NARRATIVE REQUIREMENT IN SBA 8(a): BUSINESS DEVELOPMENT PROGRAM ELIGIBILITY FOR SOCIALLY AND ECONOMICALLY DISADVANTAGED BUSINESS OWNERS appeared first on Business & Litigation Lawyers . [read post]
Dunlap Bennett & Ludwig Blog - https://www.dbllawyers.com/blog/
Mutual Fund Switching 
30 Nov 2023, 9:55 am by The White Law Group
See also: Kovack Securities Inc. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Catch of the Week: King Kong Tools
30 Nov 2023, 9:00 am by luiza
Typically, whistleblowers are employees of the defendant who have witnessed the fraud first-hand. [read post]
Whistleblower Insider - https://constantinecannon.com/practice/whistleblower/blog/
512(f) Doesn’t Restrict Competitive Gaming of Search Results–Source Capital v. Barrett Financial
30 Nov 2023, 6:41 am by Eric Goldman
Barrett Financial appeared first on Technology & Marketing Law Blog. [read post]
Technology & Marketing Law Blog - http://blog.ericgoldman.org/
Robert Lee Golding Barred by FINRA  
29 Nov 2023, 2:23 pm by The White Law Group
(CRD#:5685), Alpena, MI, B, 03/25/2017 – 02/09/2018, MML INVESTORS SERVICES, LLC (CRD#:10409), ALPENA, MI B, 10/08/2007 – 03/25/2017, MSI FINANCIAL SERVICES, INC. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
[Sasha Volokh] The Myth of the Federal Private Nondelegation Doctrine, Part 3
29 Nov 2023, 10:46 am by Sasha Volokh
Rock Royal Co-operative, Inc. (1939). [read post]
The Volokh Conspiracy - http://www.volokh.com/
Aegis Advisor Keith Curtis Barred by FINRA  
29 Nov 2023, 8:59 am by The White Law Group
(CRD#:15007), TAMPA, FL,  B, 03/16/2010 – 06/17/2015, JHS CAPITAL ADVISORS, LLC (CRD#:112097), SARASOTA, FL B, 06/13/2008 – 03/23/2010, GUNNALLEN FINANCIAL, INC (CRD#:17609), SARASOTA, FL    The FINRA BrokerCheck tool is a free online tool that allows investors to research and verify the background and credentials of financial brokers, brokerage firms, and investment advisors registered with FINRA. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Hector Hernandez Barred by FINRA 
28 Nov 2023, 10:19 am by The White Law Group
             The post Hector Hernandez Barred by FINRA  appeared first on The White Law Group. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Qui Tam Suit Leads to $45.6 Million False Claims Act Settlement
28 Nov 2023, 9:53 am by Melissa Revuelta
“The department is committed to preventing illegal financial relationships that undermine the integrity of our public health care programs. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
Broker Jermaine Benjamin Barred By FINRA For Misappropriation And Defalcation
28 Nov 2023, 7:42 am by Silver Law Group
Jermaine Benjamin (CRD# 6152653, Jermaine K Benjamin, Jermaine Kahlil Benjamin) is a former registered broker and investment advisor last employed by Raymond James Financial Services, Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
BIPA Liability: Existing CGL Coverage May Provide a Lifeline for Policyholders
27 Nov 2023, 3:35 pm by <p style="margin-bottom:0;"><a href='https://www.fbm.com/patrick-s-loi/'><img decoding="async" loading="lazy" src="https://lexblogplatform.com/wp-content/uploads/sites/69/userphoto/7960-1574726451.thumbnail
       In late 2022, the first BIPA case to proceed to trial, Rogers v. [read post]
Policyholder Perspective - http://www.farellacoveragelaw.com/
Legal Separation in Georgia
27 Nov 2023, 12:24 pm by Petrelli Previtera, LLC
What are the financial implications of separate maintenance in Georgia? [read post]
Petrelli Previtera Schimmel Blog - https://www.petrellilaw.com/blog/