Search for: "Gary Gensler"
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21 Mar 2022, 1:21 pm
In the announcement, SEC Chair Gary Gensler said the new rules adhere to the organization's mission. [read post]
21 Sep 2021, 6:28 am
SEC Chair Gary Gensler used this milestone to remind public companies that the Commission’s whistleblower program remains one of the most significant sources of information triggering Staff investigations and to urge potential whistleblowers to continue to come forward with credible information about potential violations of the securities laws. [read post]
7 Oct 2021, 3:00 am
In testimony before the House Committee on Financial Services earlier this week, SEC Chair Gary Gensler said that he hopes the Commission can collect public comments and finalize it before year-end. [read post]
14 Aug 2012, 9:05 am
The measure is in line with CFTC Chairman Gary Gensler’s general approach to regulation, including far-reaching extraterritoriality provisions, which he was forced to tone down after opposition from other commissioners. [read post]
16 Aug 2021, 4:09 pm
As Securities and Exchange Commission Chairman Gary Gensler made clear when he recently compared cryptocurrency to the “Wild West,” more U.S. regulation looms. [read post]
28 Aug 2012, 7:09 am
“Each of these requirements promotes crucial back office standards that will reduce risk and increase efficiency in the swaps market,” CFTC Chairman Gary Gensler said in a statement of support for the rule. [read post]
3 Mar 2010, 6:50 am
Gary Gensler uses the Greek controversy (and AIG) to argue the CFTC regulation brief, notably clearing houses. [read post]
17 Jun 2021, 6:59 pm
The Act is the latest indication that SEC rulemaking regarding ESG disclosures is coming, and follows recent testimony by SEC Chair Gary Gensler that the Commission expects to propose ESG disclosure rules by the end of the year. [read post]
17 May 2012, 1:00 pm
On May 22, the banking committee will look into “Implementing Derivatives Reform: Reducing Systemic Risk and Improving Market Oversight” with Securities and Exchange Commission Chairwoman Mary Schapiro and Commodity Futures Trading Commission Chairman Gary Gensler. [read post]
17 May 2024, 12:27 pm
"Over the last 24 years, the nature, scale, and impact of data breaches has transformed substantially," SEC Chair Gary Gensler said. [read post]
13 Jun 2024, 6:29 pm
In past years, speakers have included whistleblowers such as Sherron Watkins and Linda Tripp as well as government officials like SEC Chair Gary Gensler and Secretary of Labor Marty Walsh. [read post]
10 May 2022, 8:27 am
By Jay Fishman, J.D.The SEC Small Business Capital Formation Advisory Committee held a virtual meeting on Friday May 6, 2022, inviting three guests to speak about the potential effects of the Commission’s March 21 2022 proposed climate-related disclosure rule amendments on small businesses.While the proposal remains out for public comment: (1) Chair Gary Gensler made opening remarks; (2) Commissioner Hester Peirce made subsequent remarks; (3) Corporation Finance as Deputy… [read post]
11 Feb 2022, 6:11 am
Securities and Exchange Commission, on Thursday, February 10, 2022 Tags: Accredited investors, Hedge funds, Institutional Investors, Investor protection, Private funds, Retail investors, SEC, Securities regulation Statement by Chair Gensler on Private Fund Advisers Proposal Posted by Gary Gensler, U.S. [read post]
23 Dec 2021, 9:59 am
In June, SEC Chair Gary Gensler announced that his staff was preparing recommendations to close some gaps in Rule 10b5-1, which provides an affirmative defense to insider trading for officers and directors who trade stock under plans entered into in good faith and before learning of material information. [read post]
23 Jun 2022, 9:01 pm
Chair Gensler’s Regulatory Flexibility Agenda[1] for the Securities and Exchange Commission sets forth flawed goals and a flawed method for achieving them. [read post]
15 Sep 2023, 6:30 am
Llewellyn, Fenwick & West LLP, on Wednesday, September 13, 2023 Tags: Disclosure, esg reporting, Financial regulation, Mergers & acquisitions, Monetary policy, SEC enforcement Testimony of Chair Gary Gensler Before the U.S Senate Committee on Banking, Housing, and Urban Affairs Posted by Gary Gensler, U.S. [read post]
15 Sep 2023, 6:30 am
Llewellyn, Fenwick & West LLP, on Wednesday, September 13, 2023 Tags: Disclosure, esg reporting, Financial regulation, Mergers & acquisitions, Monetary policy, SEC enforcement Testimony of Chair Gary Gensler Before the U.S Senate Committee on Banking, Housing, and Urban Affairs Posted by Gary Gensler, U.S. [read post]
29 Sep 2023, 6:27 am
House of Representatives Committee on Financial Services Posted by Gary Gensler, U.S. [read post]
27 Jan 2022, 7:38 am
According to SEC Chairman Gary Gensler, their main goal is to allow the securities regulator to better understand the operations and strategies of private funds for purposes of gauging their implications for financial stability. [read post]
13 Oct 2023, 6:30 am
Securities and Exchange Commission, on Wednesday, October 11, 2023 Tags: Schedule 13D, Schedule 13G, SEC, Williams Act Statement by Chair Gensler on Final Rules Regarding Beneficial Ownership Posted by Gary Gensler, U.S. [read post]
