Search for: "Gary Gensler"
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24 Aug 2023, 5:47 am
"Some of today's broker-dealers continue to rely on an exemption from national securities association registration that’s older than the cell phone era," said SEC Chair Gary Gensler. [read post]
12 Dec 2023, 6:04 am
”Speaking to the conflict resolution portion of the PDA proposal, SEC Chair Gary Gensler noted a key similarity between the PDA proposal and Regulation BI—that firms not place their own interests ahead of those of retail investors. [read post]
28 Apr 2023, 8:20 am
SEC Chair Gary Gensler told Forum participants that the Commission is working to make capital markets as efficient as possible to support capital-raising by companies of every size. [read post]
17 Jan 2025, 4:30 am
By getting out into the world the accusation that Musk didn't, outgoing SEC Chair Gary Gensler brands Musk a lawbreaker--which could have consequences in the future.Murthy's proposal with respect to alcohol likewise lays down a marker. [read post]
16 Aug 2021, 4:09 pm
As Securities and Exchange Commission Chairman Gary Gensler made clear when he recently compared cryptocurrency to the “Wild West,” more U.S. regulation looms. [read post]
17 May 2012, 1:00 pm
On May 22, the banking committee will look into “Implementing Derivatives Reform: Reducing Systemic Risk and Improving Market Oversight” with Securities and Exchange Commission Chairwoman Mary Schapiro and Commodity Futures Trading Commission Chairman Gary Gensler. [read post]
28 Aug 2012, 7:09 am
“Each of these requirements promotes crucial back office standards that will reduce risk and increase efficiency in the swaps market,” CFTC Chairman Gary Gensler said in a statement of support for the rule. [read post]
19 Jul 2024, 6:31 am
SEC Chair Gary Gensler has been outspoken regarding the Commission’s intent to combat AI washing – falsely claiming the use of AI or machine learning models or misrepresenting their application. [read post]
19 Jul 2024, 6:31 am
SEC Chair Gary Gensler has been outspoken regarding the Commission’s intent to combat AI washing – falsely claiming the use of AI or machine learning models or misrepresenting their application. [read post]
16 Dec 2024, 6:30 am
But these numbers come as something of a surprise given the consistently forceful language from Chair Gary Gensler and Enforcement Division leadership regarding enforcement, the Commission’s pursuit of novel legal theories in various of its cases, and the increased headcount in the SEC’s Enforcement Division. [read post]
13 Jun 2024, 6:29 pm
In past years, speakers have included whistleblowers such as Sherron Watkins and Linda Tripp as well as government officials like SEC Chair Gary Gensler and Secretary of Labor Marty Walsh. [read post]
16 Dec 2024, 6:30 am
But these numbers come as something of a surprise given the consistently forceful language from Chair Gary Gensler and Enforcement Division leadership regarding enforcement, the Commission’s pursuit of novel legal theories in various of its cases, and the increased headcount in the SEC’s Enforcement Division. [read post]
3 Mar 2010, 6:50 am
Gary Gensler uses the Greek controversy (and AIG) to argue the CFTC regulation brief, notably clearing houses. [read post]
21 Sep 2021, 6:28 am
SEC Chair Gary Gensler used this milestone to remind public companies that the Commission’s whistleblower program remains one of the most significant sources of information triggering Staff investigations and to urge potential whistleblowers to continue to come forward with credible information about potential violations of the securities laws. [read post]
23 Mar 2011, 7:44 am
The letter noted that CFTC Chairman Gary Gensler has warned that these cuts would cause significant curtailment of CFTC staff and resources. [read post]
1 Sep 2021, 1:43 pm
Gary Gensler told the Financial Times that while he remained “technology neutral,” crypto assets were no different than any others when it came to such public policy imperatives as investor protection, guarding against illicit activity and maintaining financial stability. [read post]
16 Sep 2024, 3:15 am
SEC Chair Gary Gensler continued the group when he arrived at the agency in April 2021. [read post]
17 May 2024, 12:27 pm
"Over the last 24 years, the nature, scale, and impact of data breaches has transformed substantially," SEC Chair Gary Gensler said. [read post]
14 Aug 2012, 9:05 am
The measure is in line with CFTC Chairman Gary Gensler’s general approach to regulation, including far-reaching extraterritoriality provisions, which he was forced to tone down after opposition from other commissioners. [read post]
29 Jun 2012, 12:01 pm
“It’s a significant building block toward transparency in these once-dark markets,” CFTC Chairman Gary Gensler said. [read post]
