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Proposed rules enhance regulation of private fund advisers and bolster cybersecurity risk management
10 Feb 2022, 9:56 am
Supporting the proposal, SEC Chair Gary Gensler noted that private funds and their advisers account for over $18 trillion in gross assets and that the proposal would promote more efficiency, competition, and transparency in this marketplace.First, the proposal would require registered private fund advisers to issue a quarterly statement providing investors with details of fees and expenses paid by the fund and compensation paid to the adviser. [read post]
10 Feb 2022, 6:21 am
Posted by Gary Gensler, U.S. [read post]
10 Feb 2022, 6:21 am
Posted by Gary Gensler, U.S. [read post]
7 Feb 2022, 5:25 am
SEC Chair Gary Gensler issued a statement before the Financial Stability Oversight Council on financial resiliency of capital markets with regard to money market funds, open-end bond funds, and hedge funds. [read post]
5 Feb 2022, 5:58 am
Posted by Gary Gensler, U.S. [read post]
4 Feb 2022, 5:53 am
Securities and Exchange Commission, on Saturday, January 29, 2022 Tags: Dodd-Frank Act, ESG, Executive Compensation, Financial reporting, Incentives, Pay for performance, Performance measures, SEC, Securities regulation Statement by Chair Gensler on Reopening of Comment Period for Pay Versus Performance Posted by Gary Gensler, U.S. [read post]
1 Feb 2022, 6:25 am
Gary Gensler is full of ideas for expanding the Security and Exchange Commission’s security requirements for brokers, public companies and those who service the financial industry. [read post]
31 Jan 2022, 4:21 pm
SEC Chairman Gary Gensler is full of ideas for expanding the Security and Exchange Commission's security requirements for brokers, public companies, and those who service the financial industry. [read post]
29 Jan 2022, 8:34 am
"Since the adoption of Form PF in 2011, a lot has changed," said SEC Chair Gary Gensler. [read post]
28 Jan 2022, 9:41 pm
Posted by Gary Gensler, U.S. [read post]
28 Jan 2022, 5:47 am
Securities and Exchange Commission, on Thursday, January 27, 2022 Tags: Disclosure, Financial crisis, Financial reporting, Form PF, Hedge funds, Investor protection, Private funds, SEC, Securities regulation, Systemic risk Statement by Chair Gensler on Form PF Posted by Gary Gensler, U.S. [read post]
27 Jan 2022, 10:33 am
By Lene Powell, J.D.SEC Chair Gary Gensler intends to move forward in 2022 with regulations on cybersecurity and climate disclosure, but it is not clear he can get rules finalized this year, a conference panel of former SEC officials agreed. [read post]
27 Jan 2022, 7:38 am
According to SEC Chairman Gary Gensler, their main goal is to allow the securities regulator to better understand the operations and strategies of private funds for purposes of gauging their implications for financial stability. [read post]
27 Jan 2022, 5:44 am
Posted by Gary Gensler, U.S. [read post]
27 Jan 2022, 3:30 am
” Unfortunately, Gary Gensler didn’t provide any insight as to the timing of a rule proposal, but it clearly remains on his “to do” list. [read post]
25 Jan 2022, 5:44 am
Posted by Gary Gensler, U.S. [read post]
25 Jan 2022, 3:30 am
It’s no secret that rule amendments to enhance cybersecurity disclosure are on the SEC’s agenda, but in a speech yesterday at Northwestern Law School’s annual Securities Regulation Institute, SEC Chair Gary Gensler provided a little more color as to what public companies might expect to see in a rule proposal. [read post]
24 Jan 2022, 1:16 pm
The post Activist Investing Basically Insider Trading, Sayeth Gary Gensler appeared first on Above the Law. [read post]
24 Jan 2022, 5:00 am
SEC Chair Gary Gensler has indicated that a proposal is in the works, and with a 3-2 majority it is expected he will have the votes to issue the proposal.The study first looked at a 2005 rule change that required companies to include a section in their 10-K to highlight key risks of doing business (Item 1A). [read post]
21 Jan 2022, 6:28 am
Posted by Gary Gensler, U.S. [read post]
