Search for: "INVESTORS DOES 1-10"
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4 Oct 2009, 7:36 pm
To Ross, the policy of the FDIC that requires private equity investors to maintain 10% Tier 1 capital for the first three years makes it hard for him to "be a player. [read post]
23 Feb 2022, 7:49 am
” As proposed, an illiquid fund would be defined as a fund that (i) has a limited life; (ii) does not continuously raise capital; (iii) is not required to redeem interests upon an investor’s request; (iv) has as a predominant operating strategy to return the proceeds from the disposition of investments to investors; (v) has limited opportunities, if any, for investors to withdraw before the termination of the fund; and (vi) does not routinely… [read post]
24 Sep 2021, 5:00 am
The disclosures could be proposed to be included in the 10-K. [read post]
28 Jun 2018, 7:58 am
These Reg D private placements are then typically sold by brokerage firms in exchange for a large up front commission, usually between 7-10%, as well as additional “due diligence fees” that can range from 1-3%. [read post]
29 Jun 2018, 7:58 am
These Reg D private placements are then typically sold by brokerage firms in exchange for a large up front commission, usually between 7-10%, as well as additional “due diligence fees” that can range from 1-3%. [read post]
14 Jul 2017, 8:23 am
Fortunately, FINRA does provide for an arbitration forum for investors to resolve such disputes. [read post]
6 Oct 2009, 6:01 am
That compromise does have institutional investor support, however, with one leading investor recommending raising the ownership threshold for shareholder proxy access bylaw amendments to 5%. [read post]
31 May 2010, 9:15 am
The exception to the Securities Act that allows these offerings to avoid SEC registration, commonly referred to as Regulation D, puts limits on the number of unaccredited investors who may be participate but does not limit the number of accredited investors (presently defined by SEC rules to include a individual or married couple having a net worth in excess of $1 million, or income in excess of $200,000 for two or more consecutive years in the case of an… [read post]
17 Feb 2017, 3:00 am
Does that sound like something you’ve done? [read post]
17 Feb 2017, 3:00 am
Does that sound like something you’ve done? [read post]
21 Aug 2009, 3:47 pm
Imagine a world where the fraction of investors exhibiting these biases is 1. [read post]
15 Apr 2014, 12:51 pm
Does the property have illegal additions or illegal improvements? [read post]
18 Feb 2011, 1:11 am
However, in recognition of the hurdles that these investors face, the settlement agreement provides that the U.S. investors who bought their shares on the Indian exchange will not receive the same proportion of compensation as the ADS investors. [read post]
9 Jan 2023, 9:05 pm
ENDNOTES [1] Securities and Exchange Commission (SEC). [read post]
15 Mar 2018, 7:16 am
Territories Investor Protection Act of 2016 (See, H.R. 1366 and S. 484), which strikes the text of Investment Company Act Section 6(a)(1) to bring U.S. territories within the Investment Company Act via a transitional period that the Commission may extend for up to six years. [read post]
4 Aug 2014, 10:52 am
How much does EB-5 money cost? [read post]
9 Apr 2012, 6:48 am
But you might be wondering, "what does it really mean for games companies? [read post]
10 Jul 2012, 1:02 pm
Here’s what Brian had to say: 1. [read post]
19 Jan 2016, 1:44 pm
Increased Withholding The withholding rate applicable to dispositions by non-U.S. persons of United States real property interests (“USRPIs”) has been increased from 10 percent to 15 percent of gross proceeds, except for sales of residences intended for personal use by the acquirer if the purchase price does not exceed $1 million. [read post]
26 Mar 2012, 3:12 pm
What does the Senate bill say about crowdfunding? [read post]
