Search for: "In Re Securities and Exchange Commission"
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30 Jul 2021, 12:32 pm
Securities and Exchange Commission (SEC) will not permit the public listing of Chinese companies without an explanation of their legal structure and the likelihood of the Chinese government involving itself in their operations, reports Reuters. [read post]
26 Jul 2021, 7:00 am
As opposed to if you think Facebook is great, you’re more likely to work for Facebook. [read post]
23 Jul 2021, 12:43 pm
Securities and Exchange Commission (SEC). [read post]
23 Jul 2021, 8:38 am
In an attempt to fix that problem, the European Commission has simplified its value-added-tax (VAT) regulations governing online sellers and cross-border payments. [read post]
23 Jul 2021, 6:12 am
So, because we’re such big fans, we bought UpCounsel to prevent the service from closing and to focus on expanding it. [read post]
22 Jul 2021, 6:13 am
Then any offer sale to retail participants, of course, must also comply with our securities laws and register and be on-exchange if exchanges are affected by those rules as well," said Gensler.Archegos collapse and family office rules. [read post]
20 Jul 2021, 8:19 am
And Pete tells us that the Securities and Exchange Commission may finally be putting the screws to companies that have been lax about reporting breaches to their investors. [read post]
19 Jul 2021, 2:45 pm
NASDAQ, in conjunction with the Securities and Exchange Commission, has proposed its own standards to encourage greater board diversity and transparency surrounding board diversity. [read post]
17 Jul 2021, 8:56 am
President Biden and G7 partners agreed to launch the bold new global infrastructure initiative Build Back Better World (B3W), a values-driven, high-standard, and transparent infrastructure partnership led by major democracies to help narrow the $40+ trillion infrastructure need in the developing world, which has been exacerbated by the COVID-19 pandemic.Through B3W, the G7 and other like-minded partners will coordinate in mobilizing private-sector capital in four areas of focus—climate, health… [read post]
15 Jul 2021, 2:54 pm
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
13 Jul 2021, 5:54 am
The defendant is charged with violating the antifraud provisions of Section 10(b) of the Securities and Exchange of 1934 and Rule 10b-5 thereunder and Section 17(a) of the Securities Act of 1933. [read post]
12 Jul 2021, 6:30 am
SEC, which briefly appears in chapter 8 of Phantoms---a case in which the Court held that the Appointments Clause applied to the hiring of Securities and Exchange Commission Administrative Law Judges. [read post]
9 Jul 2021, 4:00 am
Consistent upward trends in the number and success of political activity disclosure efforts over the past few proxy seasons demonstrate the Securities and Exchange Commission needs to establish a framework for environment, social, and governance disclosure, according to Bruce Freed, president of the Center for Political Accountability. [read post]
8 Jul 2021, 9:03 pm
Securities and Exchange Commission (SEC) violate the First Amendment. [read post]
29 Jun 2021, 2:54 pm
Securities and Exchange Commission, 139 S.Ct. 1094 (2019) (“Lorenzo”) to revive the plaintiff’s “tacked on” scheme liability claims. [read post]
29 Jun 2021, 8:35 am
Pricing Security—A Voluntary Pledge Lacks Power Pricing emerged as one of the most visible problems for households trying to connect to the internet during the pandemic. [read post]
29 Jun 2021, 3:20 am
The panel relied on the Securities Exchange Commission’s guidance regarding the adequacy of cybersecurity-related disclosures as “judgments about the way the real world works” to inform its analysis of a reasonable investor’s perspective. [read post]
25 Jun 2021, 12:30 pm
The tokens peak at 35 cents per on a crypto exchange market before the company, which never registered its tokens as securities with the SEC, fails. [read post]
24 Jun 2021, 5:56 am
Securities and Exchange Commission. [read post]
23 Jun 2021, 7:43 am
Furthermore, sovereign bonds and exchange-traded funds would be admitted to trading or be recorded on a distributed ledger. [read post]
