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10 Sep 2018, 3:38 pm by Guest Author Adonis Hoffman, Esq.
Hoffman is a member of The Media Institute’s Board of Trustees and First Amendment Advisory Council. [read post]
8 Sep 2018, 1:00 am by Victor Medina
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
5 Sep 2018, 9:00 pm by News Desk
Investment in food safety management systems is needed to boost growth of Myanmar’s (formerly Burma) agribusiness sector. [read post]
26 Aug 2018, 7:59 pm by ccollins
Meantime, the defendants, BlackRock Investment Management LLC, BlackRock Advisors LLC, and BlackRock International Ltd. maintain that there was just cause for the fees, which they claim are lower than the industry’s’ median fees for such services, including the services of securities valuation, portfolio management, record keeping, and others. [read post]
25 Aug 2018, 1:00 am by Victor Medina
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
22 Aug 2018, 6:26 am by Staff Attorney
Some of the Woodbridge entities or Woodbridge Funds include the following: WMF Management, LLC Woodbridge Group of Companies, LLC Woodbridge Mortgage Investment Fund 1, LLC Woodbridge Mortgage Investment Fund 2, LLC Woodbridge Mortgage Investment Fund 3, LLC Woodbridge Mortgage Investment Fund PA, LLC Woodbridge Group of Companies, LLC (DBA Woodbridge Wealth) Investors who have suffered losses are encouraged to contact us at (800)… [read post]
21 Aug 2018, 6:43 am by Renae Lloyd
” The conflict of interest reportedly arose in Merrill Lynch’s handling of third-party products managed by a U.S. subsidiary of a foreign multinational bank, in which more than 1,500 of Merrill’s retail advisory accounts had invested approximately $575 million, says the SEC’s order. [read post]
13 Aug 2018, 2:00 pm by FM Librarian
"Disasters and Emergencies Preparedness Programme (DEPP) Return on Investment Study: Final Report (Action Contre la Faim France, CDAC Network & Start Network, July 2018) [text via ReliefWeb]- Focused on programmes in Ethiopia and the Philippines.Drawing on our Diversity: Humanitarian Leadership (Humanitarian Advisory Group, July 2018) [text]Energy in Situations of Displacement, Policy Brief, no. 17 (UNHCR et al., 2018) [text]The Global Plan of Action for… [read post]
7 Aug 2018, 7:52 am by Silver Law Group
Santillo allegedly solicited clients from an investment advisory business he acquired last year from its barred owner, Philip Rousseaux. [read post]
7 Aug 2018, 6:00 am by Elizabeth Dalziel
Subsequently, EnCap provided investment advisory services for compensation to a number of retirement funds managed by the office of the Governor of Texas and the office of the Treasurer of Indiana. [read post]
31 Jul 2018, 9:09 pm by Cynthia Marcotte Stamer
She also has served as an Editorial Advisory Board Member for human resources, employee benefit and other management focused publications of BNA, HR.com, Employee Benefit News, InsuranceThoughtLeadership.com and many other prominent publications and speaks and conducts training for a broad range of professional organizations and for clients, serves on the faculty and planning committee of many workshops, seminars, and symposia, and on the Advisory Boards of… [read post]
30 Jul 2018, 6:38 am by John Jascob
According to a report issued by the Investment Adviser Association and ACA Compliance Group, cybersecurity remains the most pressing concern among advisory firms with nearly two-thirds of companies noting an increase in compliance testing with regard to cyber threats. [read post]
28 Jul 2018, 1:00 am by Victor Medina
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
26 Jul 2018, 2:57 pm by Hedge Fund Lawyer
  The NFA has proposed this Interpretive Notice in an effort to better inform and notify consumers of the risks involved with trading and investing in cryptocurrencies. [read post]
16 Jul 2018, 9:34 am by Renae Lloyd
If you suffered losses investing in American Finance Trust, the securities attorneys at The White Law Group may be able to help you. [read post]
10 Jul 2018, 3:57 am by Hedge Fund Lawyer
Currently, Szczepanik serves as the Head of the SEC’s Distributed Ledger Technology Working Group, Co-Head of the Dark Web Working Group, and a member of the FinTech Working Group. [read post]
5 Jul 2018, 8:23 pm
A multi- stakeholder advisory group was formed in June 2017 to support the WPRBC in integrating stakeholder comments and completing the Guidance. [read post]