Search for: "Investment Management Company LLC"
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19 Oct 2021, 6:25 am
Posted by Kathryn Neel and Seymour Burchman, Semler Brossy Consulting Group LLC, on Tuesday, October 19, 2021 Editor's Note: Kathryn Neel is a managing director and Seymour Burchman is a senior advisor at Semler Brossy Consulting Group LLC. [read post]
19 Oct 2021, 6:21 am
From July 2015 through November 2017 Bedwell was registered with Arvest Wealth Management. [read post]
18 Oct 2021, 1:23 am
However, the economic environment at the time of the merger, size of the companies and management of the merger process all play a part in future returns for shareholders. [read post]
14 Oct 2021, 5:16 pm
Sources: SEC Charges Investment Adviser Firm and President With Custody FailuresRedwood Wealth Management, LLC and Benjamin Lincoln [read post]
14 Oct 2021, 5:16 pm
Sources: SEC Charges Investment Adviser Firm and President With Custody FailuresRedwood Wealth Management, LLC and Benjamin Lincoln [read post]
13 Oct 2021, 2:10 am
Jennifer Blake is a senior HR consultant at PerformancePoint LLC in Memphis, Tennessee. [read post]
12 Oct 2021, 8:04 am
Incorvia’s fraudulent practices, including allowing him to freely run his own business, Jefferson Resources, Inc., out of the satellite branch office of Henley’s affiliate, SEC-registered investment advisory firm, Henley & Company Wealth Management, LLC, located at 10 Beatty Road, Shoreham, New York. [read post]
8 Oct 2021, 6:00 am
DuClos, Sidley Austin LLP, on Tuesday, October 5, 2021 Tags: Capital formation, Institutional Investors, IPOs, Mergers & acquisitions, PIPE, Shareholder activism, SPACs, Special purpose vehicles Director Pay Levels Were Flat Among the 100 Largest US Companies Posted by Dan Laddin, Matt Vnuk, and Whitney Cook, Compensation Advisory Partners, LLC, on Tuesday, October 5, 2021 Tags: Board independence, Boards of… [read post]
7 Oct 2021, 1:04 pm
When the attorney asked for more information on the nature of the dispute, they received an email from “Buvant Construction Group LLC” stating that the dispute was with “Fastenal Company, United States” concerning an unfulfilled order. [read post]
7 Oct 2021, 12:04 pm
Valuable Capital Limited, TFI Securities, The Benchmark Company, and Futures Limited were joint bookrunners for the offering with Maxim Group LLC, AMTD Global Markets, Boustead Securities LLC, Futu Inc,Fosun Hani Securities Limited, and US Tiger Securities Inc acting as co-managers. [read post]
7 Oct 2021, 4:20 am
”2 Likewise, in a case currently on appeal in the Fifth Circuit that Continental Automotive Systems brought against Nokia and other defendants challenging their refusal to license component suppliers 3, a Nokia Technologies licensing manager explained that “in Nokia Technologies’ experience, the most efficient way to provide access to our patented technology for any value-chain is through one license agreement covering all SEPs relevant for such value chain as opposed… [read post]
5 Oct 2021, 8:54 am
, a publicly registered non-traded real estate investment trust (REIT) managed by W.P. [read post]
5 Oct 2021, 8:01 am
Esponge was the sole manager and the principal executive officer of the company, in charge of day-to-day operations and Mr. [read post]
1 Oct 2021, 8:52 am
While not all-inclusive due to the fact that M&A+I events are not always publicly disclosed and some announcements may not represent event completion, the abridged listing of M&A+I events maintained by ComplexDiscovery notes key industry events by sharing event date, company involvement, and known event amounts. [read post]
1 Oct 2021, 8:47 am
CMSPI, a leading international consultant on merchant cost management, last week alerted 40 Australian retailers to the potential for runaway growth in so-called “scheme fees” as banks and global card companies try to boost revenue from merchant customers. [read post]
1 Oct 2021, 8:47 am
CMSPI, a leading international consultant on merchant cost management, last week alerted 40 Australian retailers to the potential for runaway growth in so-called “scheme fees” as banks and global card companies try to boost revenue from merchant customers. [read post]
29 Sep 2021, 10:40 am
The Risks of Investing in Reg D Private Placement Offerings Investments in private placement offerings typically have a higher level of risk than exchange-traded securities due to a number of factors: The age of the company, The company’s financial history the industry in which the company operates the experience of the company’s management, limited or nonexistent liquidity, … [read post]
28 Sep 2021, 8:00 am
In an order issued on September 24th, 2021, the Securities and Exchange Commission (“SEC”) settled with Thomas Powell, Stefan Toth, and two entities they owned, Homebound Resources LLC (“Homebound”) and Resolute Capital Partners LTD LLC (“RCP”) on several charges of investment and securities fraud relating to oil and gas securities offerings. [1] The SEC’s order concerns a period of time from 2016 through 2019, during which the SEC… [read post]
28 Sep 2021, 5:08 am
(Key Focus: Productivity) Mergers and Acquisitions: Tracking almost two decades’ worth of publicly disclosed eDiscovery-centric investments, I regularly follow the striking success and less spoken of failure of merger and acquisition activities of industry companies. [read post]
27 Sep 2021, 12:59 pm
Alvarez, managing principal at BridgeCounsel Strategies LLC. [read post]
