Search for: "Julie Hedges"
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12 Jul 2013, 6:15 am
It will allow all manner of advertising by hedge funds in all manner of venues. [read post]
11 Jul 2013, 11:00 pm
The U.S Department of the Treasury’s (Treasury) Financial Stability Oversight Council designated two nonbank financial companies as potential threats to financial stability.The Securities and Exchange Commission (SEC) allowed hedge funds and private firms to advertise for money and adopted rules to protect investors from fraud.The U.S. [read post]
8 Jul 2013, 6:55 am
On July 13, he was sentenced to twenty years in federal prison. [read post]
8 Jul 2013, 4:18 am
That definition now excludes anyone having any affiliation with mutual funds or hedge funds from being a “public arbitrator”. [read post]
3 Jul 2013, 2:55 pm
This means that swap dealers will require client adherence to both Protocol 1.0 and Protocol 2.0 as of July 1, 2013. [read post]
1 Jul 2013, 10:57 am
See Zachary Mider & Jesse Drucker, Simons Strategy to Shield Profit from Taxes draws IRS Attack, Bloomberg (July 1, 2013). [read post]
1 Jul 2013, 3:00 am
July 9 Sponsor: Sadis & Goldberg Event:The Dodd-Frank Compliance & Technology Summer Meeting Location: New York, NY July 10 Sponsor: 100 Women in Hedge Funds Event: Making it Big: Lessons from High-Growth Hedge Funds Location: New York, NY July 11 Sponsor: ConceptONE Event: AIFMD + Summer Cocktails Location: New York, NY July 11 Sponsor: PLI Event: Doing Deals in Emerging Markets: BRICs & Beyond Location: New York, NY… [read post]
22 Jun 2013, 7:02 am
Over the past two-and-a-half years, we have published over a hundred posts on the NDAAs and related legal developments, including the Southern District of New York’s important decision in Hedges v. [read post]
14 Jun 2013, 1:30 pm
See Floyd Norris, Going Dark, and Putting Blindfolds on Investors, New York Times (July 13, 2013), at B1. [read post]
11 Jun 2013, 1:25 pm
The amended definition excludes persons associated with a mutual fund or hedge fund from serving as public arbitrators... [read post]
9 Jun 2013, 6:59 am
In summary, with effect from the implementation date (22 July 2013), European managers of Alternative Investment Funds (“AIFs”) – essentially: (a) any European manager of a PE, VC, hedge or real estate fund will need to be authorised in its home member state and comply with various requirements regarding the funds that it manages concerning information disclosure and third-party service providers; and (b) any non-European manager of a PE, VC, hedge or… [read post]
5 Jun 2013, 5:29 pm
Attorneys Jason Yonan and Ryan Hedges. [read post]
31 May 2013, 4:36 am
Conflict Minerals & Resource Extraction: Court Challenges Proceed on Accelerated Basis As noted on NAM's site, oral argument for the conflict minerals case is currently set for July 1st. [read post]
4 Apr 2013, 6:48 pm
Foreign financial institutions (“FFIs”), which include hedge funds, funds of funds, commodity pools and other offshore investment vehicles, will be required to enter into agreements with the IRS by January 1, 2014 to avoid being subject to the FATCA tax. [read post]
2 Apr 2013, 6:00 am
The SEC charged a California-based hedge fund analyst with insider trading in advance of a merger of two technology companies based on nonpublic information he received from his friend who was an executive at one of the companies.The SEC also charged the executive and another trader in the $29 million insider trading scheme.The SEC alleges that the hedge fund analyst of San Clemente, Calif., was tipped in advance of a July 2008 announcement that Foundry Networks Inc. had… [read post]
1 Apr 2013, 12:51 am
The EECS issued two public statements in July and November 2011 that stressed both the need for transparency in reporting exposures consistent with the relevant IFRS and on a country-by-country basis. [read post]
11 Mar 2013, 6:00 am
For hedge funds, an adviser must manage at least 100 million Euros in assets and for private equity funds the adviser must top a 500 million Euros threshold to fall under the directive. [read post]
19 Feb 2013, 2:31 am
Julie Delgado, a writer and high school English teacher from New York. [read post]
4 Feb 2013, 6:00 am
Thus, passive, not professionally managed entities will generally be treated as passive NFFEs rather than FFIs, but entities that function or hold themselves out as mutual funds, hedge funds, or similar investment vehicles established with an investment strategy of investing, reinvesting or trading in financial assets will be investment entities. [read post]
15 Jan 2013, 3:16 pm
EU Member States must transcribe the AIFMD into their respective national laws by July 22, 2013. [read post]
