Search for: "MARY SCHAPIRO"
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21 Oct 2009, 9:01 am
Earlier this month, SEC Chairman Mary Schapiro said the Commission will postpone finalizing a proxy access rule that would allow investors to propose director candidates on the company proxy statement. [read post]
20 Oct 2009, 3:27 pm
Securities and Exchange Commission's enforcement director, Khuzami, who was handpicked by SEC Chairman Mary Schapiro, has shaken the agency to its core with reforms designed to ensure it does not miss the next Bernard Madoff. [read post]
9 Oct 2009, 5:58 am
Schapiro Deputy Chief of Staff Securities and Exchange Commission Jeffrey Gordon Alfred W. [read post]
9 Oct 2009, 4:30 am
Yesterday, SEC chairman Mary Schapiro reinforced that statement at an IOSCO technical committee conference: she put accounting at the top of her list of three critical regulatory priorities, saying: "The crisis has highlighted importance of implementing and enforcing high quality and consistent accounting standards around the More... [read post]
5 Oct 2009, 4:17 am
Schapiro [read post]
2 Oct 2009, 10:15 am
The draft rule calls for a minimum holding period of one year, but SEC chair Mary Schapiro indicated last month that the commission may extend the required holding period, a change that labor investors and some companies have called for. [read post]
2 Oct 2009, 9:21 am
In SEC Chairman Mary L. [read post]
30 Sep 2009, 5:00 am
All of the heads of the SEC's operating divisions have changed either shortly before or shortly after the arrival of Mary Schapiro. [read post]
29 Sep 2009, 5:00 am
In the end, the efforts were beaten back (apparently in no small part by the behind the scenes efforts of Chairwoman Mary Schapiro) and reform proposals concentrated on changes to the banking system and the creation of a new Consumer Financial Protection Agency. [read post]
24 Sep 2009, 2:30 am
SEC Chairman Mary L. [read post]
23 Sep 2009, 4:06 am
SEC Chair Outlines Efforts Promoting Sound Corporate Governance in Line with Global PrinciplesNoting that poor corporate governance contributed to the current financial crisis, SEC Chair Mary Schapiro detailed steps the Commission is taking to enhance transparency and accountability in the governance of public companies. [read post]
22 Sep 2009, 2:12 pm
Schapiro, Before the House Committee on Agriculture, September 22, 2009 [read post]
18 Sep 2009, 2:09 pm
Schapiro, said Friday. [read post]
18 Sep 2009, 8:45 am
According to SEC Chairman Mary Schapiro, flash orders "provide a momentary head-start in the trading arena that can produce inequities in the markets and create disincentives to display quotes. [read post]
17 Sep 2009, 6:34 pm
SEC Chair Mary Schapiro delivered a keynote address this morning. [read post]
17 Sep 2009, 2:30 am
Hu will report to Chairman Mary Schapiro.... [read post]
16 Sep 2009, 3:47 pm
News release: "Securities and Exchange Commission Chairman Mary L. [read post]
13 Sep 2009, 4:31 am
Schapiro U.S. [read post]
11 Sep 2009, 8:41 am
" SEC Chairman Mary Schapiro, commenting on the report, said, "His report makes clear that the agency missed numerous opportunities to discover the fraud. [read post]
7 Sep 2009, 9:22 am
Had the agency simply been able to hold onto all the fees it collected, reasoned the senator, it would have represented a 75 percent increase over the budget it was allotted through the appropriations processThe senator also noted that SEC Chair Mary Schapiro has already signaled her support for his proposal. [read post]
