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House once again passes M&A broker bill, also seeks to protect seniors
13 May 2022, 6:13 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SIFMA urges principles, priorities for SEC’s disclosure reforms
25 Jul 2016, 5:00 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC reveals that undercover criminal investigation unit was never implemented
8 Jan 2021, 7:03 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Posting of token bond amount drives resolution of share certificate dispute
30 Nov 2023, 7:09 am by Unknown
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
DOJ’s Monaco outlines M&A self-disclosure safe harbor with presumed declination feature
11 Oct 2023, 12:26 pm by Unknown
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Rulemaking petition says M&A broker law had heart in right place, but SEC must adjust financial metrics
2 Feb 2023, 7:23 am by Unknown
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Case o' The Week: Protection sans Objection - Haines and FRE 412 Evidence
6 Apr 2019, 11:25 am by Steve Kalar
   Judge Bade will be joining two confirmed Ninth Circuit Trump nominees: the Honorable Judge Mark Bennett of Hawai’i, and the Honorable Judge Ryan Nelson of Idaho. [read post]
Ninth Circuit Blog - http://circuit9.blogspot.com/
SEC issues report on research for small issuers and EGCs
25 Feb 2022, 10:49 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC’s Investor Advocate issues study, public comment on use of fund benchmarks
21 Sep 2022, 6:27 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
NYSE responds to SEC demand for more data on data fees, broker-dealer group disputes NYSE claims
19 Aug 2020, 6:25 pm by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Proposed legislation would allow delisting of foreign companies that dodge U.S. audit rules
10 Jun 2019, 7:23 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Cornerstone heat map indicates SEC’s most frequent FY22 enforcement target was reporting and disclosure violations
28 Nov 2022, 5:14 am by Unknown
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Valeant staff comment dialogue spotlights non-GAAP measures
26 May 2016, 7:42 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
No Corwin cleanse for structurally-coercive Charter shareholder vote
2 Jun 2017, 7:48 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
House to Vote on Small Business Bills, Other Revisions
14 Jul 2015, 7:05 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
House Panel Hears from Financial Industry on Cybersecurity
20 May 2015, 6:51 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Uber CEO’s ‘law breaker’ reputation not enough to show directors ignored due diligence on acquisition
27 Jan 2020, 5:00 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
New C&DIs explain pay ratio disclosure and benefit plans, restricted securities
20 Oct 2016, 5:00 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
[Ilya Somin] Thoughts on the Kavanaugh Racial-Profiling E-Mails Revealed by Sen. Cory Booker
6 Sep 2018, 11:29 am by Ilya Somin
See also this critique of racial profiling by my George Mason University colleague and prominent conservative legal scholar Nelson Lund. [read post]
The Volokh Conspiracy - http://www.volokh.com/
Sens. Warren and Sanders ask SEC’s Gensler to replace PCAOB
28 May 2021, 10:40 am by John Jascob
By Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/