Search for: "National Securities Clearing Corporation"
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15 Mar 2018, 5:30 am
Any release of controlled data to non-U.S. nationals within the security boundary of a corporate intranet … would be treated as a deemed export requiring appropriate authorization, as is the case today. [read post]
14 Jun 2022, 9:01 pm
Currently, in reliance on Staff Guidance,[3] many registrants post an electronic version of their “glossy” annual report to security holders to their corporate website for one year in lieu of mailing paper copies or submitting it on EDGAR. [read post]
8 Apr 2019, 5:51 am
The most straightforward account turns on the fact that all Chinese companies have comprehensive obligations under Chinese law to comply when the Chinese government seeks information or assistance for national security purposes. [read post]
17 Apr 2023, 5:16 am
The nation’s securities laws prohibit people from making false or misleading statements of fact in connection with the sale of securities—for example, in quarterly or annual reports. [read post]
13 Sep 2009, 7:24 pm
It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (c) To… [read post]
9 Mar 2020, 11:04 am
Wednesday, March 11, 2020, at 10:00 a.m.: The House Armed Services Committee will hold a hearing on national security challenges and U.S. military activity in North and South America. [read post]
17 Feb 2021, 9:17 am
National Security Considerations A&D and national security are inextricably intertwined. [read post]
19 Sep 2017, 7:00 am
Competitiveness It is well-known that the 35 percent U.S. federal corporate tax rate is the highest among the 35 member nations in the OECD. [read post]
5 May 2009, 1:48 pm
Ron WoessnerSenior Vice President, General Counsel, and SecretaryZix Corporation Chris KnowlesConsultantZix Corporation Happy Cinco de Mayo! [read post]
15 Nov 2013, 12:00 am
Cybersecurity risk ranks as a top national security and economic security concern and is increasingly featured as a topic for corporate boards and legislators. [read post]
27 May 2015, 8:53 am
The corporate national press has learned nothing and its behaviour will now only get worse – something that society as a whole will not tolerate. [read post]
2 Nov 2010, 9:00 am
This point was made perfectly clear by the recently released internal memorandum from attorneys for Enron. [read post]
31 Jan 2015, 8:24 pm
Also in June last year, the United Nations Human Rights Council unanimously approved a parallel project “[r]equest[ing] the United Nations High Commissioner for Human Rights to continue the work on domestic law remedies to address corporate involvement in gross human rights abuses, and to organize consultations with experts, States and other relevant stakeholders”. [read post]
1 Jul 2016, 6:11 am
Santori, Pillsbury Winthrop Shaw Pittman LLP, on Friday, June 24, 2016 Tags: Banks, Bitcoin, Blockchain, Capital markets, Clearing houses, Delaware law, Financial regulation, Financial technology, Intermediaries, IPOs, Market efficiency, Securities regulation, State law Brexit: Legal Implications Posted by Ben Perry, Sullivan & Cromwell LLP, on Friday, June 24, 2016 Tags: Banks, Brexit, Contracts, EU, Europe, Financial institutions, Financial regulation, Foreign banks,… [read post]
29 Feb 2012, 10:25 am
It is not clear, but companies can probably submit reviews for National Security Review and AML merger notification at the same time. [read post]
29 Feb 2012, 10:25 am
It is not clear, but companies can probably submit reviews for National Security Review and AML merger notification at the same time. [read post]
28 May 2019, 10:56 am
Interest in issues pertaining to national security required desirable. [read post]
6 Mar 2012, 8:03 am
Occasionally they fight, because they want to clear their own names. [read post]
3 Jun 2015, 6:15 am
The manner and method of the announcement makes clear that meaningful reform is not the goal. [read post]
22 Sep 2020, 7:24 am
"Justice Ginsburg's powerful intellect and determination shaped decisions that had meaningful impacts for all Americans, including our nation's investors. [read post]
