Search for: "New York Stock Exchange"
Results 681 - 700
of 3,462
Sorted by Relevance
|
Sort by Date
5 May 2010, 10:46 am
It was announced by Reuters News today that regulators at the New York Stock Exchange have fined Goldman Sachs Execution & Clearing Corp. $450,000 in connection with roughly 385 orders to "short" equity securities for clients that resulted in "fail-to-deliver" positions without first borrowing or arranging to borrow the securities as collateral. [read post]
17 Mar 2013, 7:21 am
Both Magyar and Deutsche Telekom were publicly traded through American Depository Receipts ("ADRs") on the New York Stock Exchange ("NYSE"). [read post]
30 Mar 2011, 12:01 pm
Under the draft rules, the New York Stock Exchange and the Nasdaq Stock Market would be directed to revisit their listing standards and to determine whether to raise the independence requirements for compensation committee members. [read post]
4 Mar 2012, 2:35 pm
Part of a Chief Financial Officer ("CFO") conference held at the New York Stock Exchange, attendees alternatively listened with interest while adding their insights from the front lines here and there. [read post]
15 Nov 2017, 9:50 am
Investors faced the prospect of losses as Corporate Capital Trust, a former non-traded business development company listed its shares on the New York Stock Exchange this week under the ticker symbol CCT. [read post]
6 Sep 2016, 12:12 pm
Calamari, Director of the SEC’s New York Regional Office. [read post]
20 Jun 2019, 8:35 am
Rawlings in the New York Regional Office. [read post]
17 Jun 2021, 11:57 am
The SEC charged First American Financial Corporation, an insurance company listed on the New York Stock Exchange, with failing to adequately control for cybersecurity risks. [read post]
14 Jan 2024, 10:46 am
These shares, which are priced to reflect the spot price of Bitcoin, can be traded on traditional stock exchanges. [read post]
14 Feb 2012, 8:06 am
New York Stock Exchange. [read post]
5 Dec 2014, 4:34 am
It is the JSE’s first fast-track listing, after the exchange amended requirements in September to make it easier for companies already listed on certain international exchanges to obtain a secondary listing on the local bourse.These exchanges include the Australia Stock Exchange, the LSE, the New York Stock Exchange (NYSE), NYSE Euronext and the Toronto Stock Exchange. [read post]
29 Dec 2020, 8:43 am
Mackenzie is apparently offering to purchase the shares that were not tradeable when the REIT began trading on the New York Stock exchange. [read post]
30 Sep 2010, 8:46 am
The New York Stock Exchange's Commission on Corporate Governance released a report last week that identified core governance principles it believed could be widely accepted and supported by issuers, investors, directors and other market participants. [read post]
15 Mar 2022, 2:10 pm
Call New York Securities Lawyers at 212-509-6544.Visit The Securities Law Home Page - news and tips from securities regulators and top securities attorneys [read post]
24 Sep 2018, 2:24 am
BREAKING NEWS: United States Securities and Exchange Commission, Plaintiff, v. [read post]
17 Mar 2018, 12:00 am
Jan. 18, 2018), the Southern District of New York dismissed the claims brought by a class of plaintiffs (“Plaintiffs”) against Horizon Pharma PLC (“Horizon”), a number of Horizon’s executives (“Individual Defendants”), and various underwriters (Horizon, Individual Defendants and the underwriters, collectively “Defendants”). [read post]
2 Jan 2007, 7:50 am
Federal government employees and stock exchange workers thank him for a four-day weekend. [read post]
11 Sep 2017, 9:07 am
Most unsolicited stock recommendations involve stocks that can’t meet the listing requirements of The Nasdaq Stock Market, the New York Stock Exchange or other U.S. stock exchanges. [read post]
17 Jun 2019, 6:14 am
When a nonresident seller conducts a 1031 exchange involving a New York property, Form IT-2663 is still necessary. [read post]
10 Feb 2012, 2:58 pm
Tax __ (Tax 2012); DOCKET NO. 007133-2011; February 2, 2012: The court may take judicial notice of the prices for which a stock traded on the New York Stock Exchange on a particular date, if the information was available in the Business Section of the New York Times published on that date. [read post]
