Search for: "PROVIDENCE MUTUAL"
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2 Nov 2009, 2:33 pm
Harris, a case in which a mutual fund investor challenged allegedly excessive advisory fees. [read post]
15 Feb 2021, 5:44 am
Yet while an index provider that licenses an index to a fund provides a similar service, to date, the SEC has not taken the position that such an index provider constitutes an investment adviser to that fund. [read post]
25 Jul 2022, 11:07 am
Firms are also required to disclose all material facts relating to how those conflicts could affect the advice their associated people provided their clients. [read post]
25 Jul 2014, 10:22 am
" The rules provide a system for mutual recognition of electronic identification. [read post]
23 Dec 2010, 8:19 am
Court of Appeals noted that Merrill Lynch provided a financial incentive for its advisors to switch its customer's funds between both classes of mutual fund shares and families of mutual funds. [read post]
3 May 2013, 5:07 am
Insurance carriers, including Tower Hill Select Insurance Company, Liberty Mutual Fire Insurance Company, St. [read post]
24 Mar 2014, 10:00 am
On April 8, 2013, Florists Mutual Ins. [read post]
7 Nov 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) recently finalized rule and form amendments (Adopted Rules) that require mutual funds and most exchange-traded funds (ETFs) to provide shareholders with streamlined and “visually engaging” shareholder reports. [read post]
7 Nov 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) recently finalized rule and form amendments (Adopted Rules) that require mutual funds and most exchange-traded funds (ETFs) to provide shareholders with streamlined and “visually engaging” shareholder reports. [read post]
9 Jan 2019, 10:00 pm
("MCI") did not provide coverage for an underlying action asserted by DirecTV, LLC ("DirecTV") against MCI. [read post]
11 Apr 2024, 5:00 am
In the case of State Farm Mutual Automobile Insurance Company v. [read post]
23 Nov 2021, 7:10 am
SB8 critics highlight the procedural problems in the private cause of action--statewide venue, limitless plaintiffs, limits on affirmative defenses, no non-mutual preclusion. [read post]
23 Jul 2012, 2:32 pm
The company announced in a press release that it has reached a mutual resolution with 13 companies, including wireless carriers AT&T, Verizon Wireless, Sprint Nextel, and T-Mobile; smartphone manufacturers Apple, HTC, Motorola Mobility, Palm, LG, and Samsung; and e-mail service and software providers Google, Microsoft, and Yahoo. [read post]
7 Nov 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) recently finalized rule and form amendments (Adopted Rules) that require mutual funds and most exchange-traded funds (ETFs) to provide shareholders with streamlined and “visually engaging” shareholder reports. [read post]
7 Nov 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) recently finalized rule and form amendments (Adopted Rules) that require mutual funds and most exchange-traded funds (ETFs) to provide shareholders with streamlined and “visually engaging” shareholder reports. [read post]
18 Nov 2021, 7:12 am
Home-Owners and Wolverine provided automobile insurance coverage to their insureds, Mary and David Mourer. [read post]
26 Mar 2021, 1:21 pm
They are in a relationship of mutual support, caring and commitment and intend to remain in such a relationship; ... 5. [read post]
13 Apr 2021, 6:00 am
The parties could also mutually agree to extend the deadline. [read post]
7 Dec 2016, 10:06 am
" According to the article, the filing error consisted of the appellants' failure to file the appendix on appeal within the time ordinarily provided for doing so. [read post]
7 Nov 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) recently finalized rule and form amendments (Adopted Rules) that require mutual funds and most exchange-traded funds (ETFs) to provide shareholders with streamlined and “visually engaging” shareholder reports. [read post]
