Search for: "Prudential Bank "
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9 Jan 2019, 1:49 pm
Nothing in the NBA identifies deposit-taking as an indispensable function for a national bank to be engaged in the “business of banking. [read post]
3 Jan 2019, 5:57 am
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrick, Tabor FBL Marketing Services, LLC Allstate Financial Services, LLC Conklin, Jeffrey The Huntington Investment Company American General… [read post]
2 Jan 2019, 8:14 am
“We’ve gone through situations before where it’s absolutely normal for the secretary of Treasury to reach out to the private sector,” said Quincy Krosby, a chief market strategist at Prudential Financial, who also served several stints in the government earlier in her career. [read post]
20 Dec 2018, 1:00 pm
Central Bank of the Republic of Iran, a suit by victims of a Hezbollah rocket strike against two foreign banks for allegedly funding Hezbollah attacks in northern Israel. [read post]
19 Dec 2018, 12:22 pm
Bank holding companies with total consolidated assets of $50 billion or more are not completely freed from prudential standards. [read post]
19 Dec 2018, 4:01 am
This will prevent the accumulation of non-performing exposures on banks’ balance sheets and will ultimately enable banks to perform their role in financing the economy and supporting growth. [read post]
18 Dec 2018, 6:42 am
Prudential regulator settlements in the FX markets have enforced violations of the protection of customer information, and criminal prosecutions have tackled front-running in the FX markets. [read post]
14 Dec 2018, 1:13 pm
The former NFL player sued both Bank of America and Merrill Lynch over the broker fraud. [read post]
12 Dec 2018, 6:57 am
These include the revised disclosure requirements for credit risk, operational risk, leverage ratio, credit valuation adjustment and overview templates on risk management, risk-weighted assets (RWA) and key prudential metrics. [read post]
11 Dec 2018, 7:22 am
The former broker used different bank accounts to launder the stolen money that he then spent on his own expenses as well as to pay other investors their “interest or dividend payments” that they were owed. [read post]
6 Dec 2018, 8:35 am
The first deal concerns amending the EU’s prudential requirements (CRD V / CRR II) by increasing lending capacity and creating deeper and more liquid capital markets. [read post]
29 Nov 2018, 8:28 am
Such EU files relate to the following draft EU legislation and initiatives: Capital Requirements Regulation II and Capital Requirements Directive V; Bank Recovery and Resolution Directive II; Central Counterparty Recovery and Resolution Regulation; European Market Infrastructure Regulation (Regulatory Fitness and Performance) (EMIR Refit); European Market Infrastructure Regulation 2.2; Investment Firms Review (prudential framework); Cross-Border Distribution of Funds Regulation… [read post]
29 Nov 2018, 4:00 am
Roe (Harvard) & Michael Troege (ESCP-Europe), The 2017 Tax Act’s Potential Impact on Bank Safety and Capitalization: Much has been written and discussed in banking circles about recent rollbacks in prudential regulation, with some seeing the rollbacks as unsafe and others seeing them as allowing stronger financial action.... [read post]
20 Nov 2018, 8:57 am
On 19 November 2018, the Bank of England (BoE) published a speech by James Proudman, (Executive Director, UK Deposit Takers Supervision) on the application of advanced analytics in prudential supervision. [read post]
15 Nov 2018, 3:51 am
There is a reference to the parties being able to take steps necessary for prudential purposes. [read post]
8 Nov 2018, 2:39 am
It also removes requirements which relate to the notification process under Article 458 of the CRR before certain macro-prudential measures can be taken by the BoE. [read post]
6 Nov 2018, 3:46 am
The results of the stress test will assist Member State competent authorities in assessing banks’ ability to meet applicable prudential requirements under the stress scenario. [read post]
5 Nov 2018, 3:25 pm
The results of the stress test will assist authorities in assessing banks’ ability to meet applicable prudential requirements under the stress scenario and provide a basis for discussions between supervisors and individual banks on management actions to strengthen their capital planning and ensure that the banks ware above the applicable capital requirements under stress. [read post]
2 Nov 2018, 3:17 am
On 31 October 2018, the European Banking Authority (EBA) published final guidelines on management of non-performing and forborne exposures. [read post]
1 Nov 2018, 8:55 am
On 31 October 2018 the Prudential Regulation Authority (PRA) published its updated approach to banking supervision (the Approach). [read post]
