Search for: "Registered Agents" Results 681 - 700 of 7,521
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16 Jan 2019, 1:16 pm by Trent Dykes
The official notification of annual report and franchise tax due is issued directly from Delaware (although it will likely be routed to you through your registered agent). [read post]
19 Jan 2011, 5:00 am by Doug Cornelius
That means the placement agent would need to be a registered investment adviser or otherwise regulated. [read post]
22 Jan 2014, 1:43 pm
The suspect had been convicted on two counts of first-degree criminal sexual conduct in 1990, and is a registered sex offender who is required to register for life. [read post]
11 Sep 2024, 7:52 am by Abacus IP
For registered agents, it provides an overview of all trademarks they manage on behalf of their clients. [read post]
6 Feb 2014, 1:40 pm by D. Daxton White
He was a registered broker agent with Bishop, Rosen & Co. from 11/2009 until he was terminated in 09/2011 for alleged misrepresentation to a client. [read post]
2 Jul 2019, 1:09 pm by ccollins
As of May 9, LPL had 4,219 agents who were registered in the state. [read post]
1 Nov 2016, 12:42 pm by Elliot Harmon
The change comes as part of a multi-year project to modernize the system for registering authorized agents. [read post]
In the process of doing so, the North American company learned that while it had retained and paid a purported trademark agent to file a trademark, they had never received a trademark certificate, and the “trademark agent” had in fact taken their money and done nothing. [read post]
29 Oct 2009, 1:43 pm by Richard D. Vetstein, Esq.
To Register Email Kristin Langone at GBAR: klangone@gbreb.com This will be a super fun night at a very swanky new venue. [read post]
12 Mar 2019, 6:48 am by Tim Zubizarreta
Federal Agents found 15 firearms including rifles as well as more than 1,000 rounds of ammunition along with both registered and unregistered silencers. [read post]
24 Feb 2011, 5:00 am by Doug Cornelius
If your fund uses a placement agent and has government-sponsored investors or is seeking government-sponsored investors then they need to be registered with the MSRB and you need to pay attention to these rules. [read post]
16 May 2013, 5:00 am by Doug Cornelius
The big problem with having your internal marketing people re-cast as broker-dealers is that if they are not registered, your fund investors could have a rescission right. [read post]
4 Aug 2020, 11:55 am by Herb Lin, Steven Weber
In that series, Phillip is a clandestine Russian KGB agent living in the U.S. [read post]
7 Mar 2014, 11:42 am by Tessa Shepperson
I was in two minds as to whether to publish this as an audio file (maybe with a view to registering with itunes) or to create a video from it. [read post]
20 Jun 2017, 8:30 am by Ben Freeman
Right now, lobbyists who represent foreign governments must register in the United States under the stringent Foreign Agent Registration Act, or FARA. [read post]
17 Feb 2010, 1:28 am
The New York Insurance Department published the final version of its regulation regarding the transparency of insurance producer compensation (“Regulation 194”) in the New York State Register on February 10, 2010. [read post]
23 Jul 2018, 10:39 pm by Christopher J. Gray
  Infinex registered representatives allegedly targeted customers at bank branches, primarily senior citizens, for unsuitable investment recommendations,  including real estate investment trusts REITs and variable annuities, primarily to senior customers at local banks who didn’t understand the products. [read post]
4 Mar 2011, 5:00 am by Kevin
 Newberger said the seizure was illegal because the primates are registered as her "service monkeys" with a group in Texas. [read post]