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25 Nov 2015, 10:38 am
Stanley, 452 So. 2d 514 (Fla. 1984). [read post]
25 Nov 2015, 9:27 am
It does not suggest expertise if you pass the Series 7. [read post]
25 Nov 2015, 5:00 am
Mark has also represented brokers in disputes with every firm and does so in an efficient and cost effective manner. [read post]
12 Nov 2015, 6:28 am
As part of the deal with Wells Fargo, if a broker does not go to Wells Fargo, Credit Suisse will consider her to have voluntarily resigned, and therefore forfeit her deferred compensation. [read post]
11 Nov 2015, 10:18 am
Brokers complained, and since firms like Merrill Lynch, Morgan Stanley and UBS do not impose such caps. [read post]
10 Nov 2015, 3:03 pm
It does not suggest expertise if you pass the Series 7. [read post]
10 Nov 2015, 2:18 pm
An investment advisor on the other hand, does generally have a fiduciary duty to you. [read post]
9 Nov 2015, 7:09 am
The second, more permissive, definition eschews actual awareness, but still demands a “high degree” of risk: “(2) where the ‘actor has such knowledge, or reason to know, of the facts, but does not realize or appreciate the high degree of risk involved, although a reasonable man in his position would do so. [read post]
7 Nov 2015, 10:01 pm
Ballyhoo does not translate into economic activity. [read post]
7 Nov 2015, 4:18 pm
As Isaac Stanley-Becker, former editor of the Yale Daily News and a Yale senior, reported in the Washington Post Grade Point blog: Students gathered Thursday outside Yale’s main library to draw in chalk their response to recent events they say have confirmed that Yale is inhospitable to black students, and to black women in particular. [read post]
6 Nov 2015, 11:57 am
District Judge Stanley Sporkin, who served as SEC Enforcement Director for seven years, said that the perception that the SEC’s administrative law judges have a bias in favor of the Commission has become a reality, and suggested an “economic crimes court” under Article I of the Constitution. [read post]
5 Nov 2015, 10:00 am
The following is a transcription of a recent episode of Wall Street vs. [read post]
27 Oct 2015, 2:30 pm
If the motive was espionage or work-place dissatisfaction, does that change our perception of the documents and the leaker’s explanation of them? [read post]
26 Oct 2015, 7:25 am
Subaru of America Inc. is represented by Stanley H. [read post]
26 Oct 2015, 5:38 am
Stanley (Criminal violation of protective order; stalking in first degree; threatening in second degree; "The defendant, Steven K. [read post]
22 Oct 2015, 3:09 pm
The Court determined that “Maryland courts have long held, in a variety of contexts, that titling of a bank account and the right to withdraw from the account does not indicate ownership. [read post]
9 Oct 2015, 5:57 am
On October, 5 I participated in an event at the Marquette University Law School entitled “Supreme Court Roundup” with Cato Institute Scholar Ilya Shapiro. [read post]
23 Sep 2015, 5:35 pm
Stanley's sense of propaganda is a bit unusual, but this interviewer does a really good job clarifying it. [read post]
16 Sep 2015, 9:29 am
(Whether liberalism does so is asserted, usually without support.) [read post]
8 Sep 2015, 6:17 am
Does staying in a spooky or haunted hotel bother you (as it does some)? [read post]
