Search for: "State v. Investors Security Corporation" Results 681 - 700 of 1,357
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4 May 2015, 8:51 am by Lyle Denniston
Trustee Giddens’s petition to the Court was supported by the Securities Investor Protection Corp., a federally chartered corporation that seeks to protect investors when a brokerage firm or investment banker becomes insolvent — as Lehman Brothers did, in the largest bankruptcy case ever filed. [read post]
1 Dec 2023, 10:14 am by Robin Happel
Field preemption in the context of securities regulation is somewhat murky, but certain complex forms of securities enforcement have traditionally been the domain of the SEC and other federal agencies. [read post]
31 Aug 2011, 10:27 am by Badrinath Srinivasan
Finally, it also shows that tribunals may pierce the corporate veil of foreign investors in the context of counterclaims.Managing Disputes Through Contract: Evidence from M&A John C. [read post]
26 Sep 2012, 5:23 pm
Dao executed a consent order with the state of Minnesota in December 2006, in which she agreed not to sell securities without a license. [read post]
26 Jul 2023, 9:01 pm by renholding
In 2011, “the Division of Corporation Finance issued interpretive guidance providing [its] views concerning operating companies’ disclosure obligations relating to cybersecurity. [read post]
10 Mar 2022, 4:51 am by Rob Robinson
Everlaw is used by Fortune 100 corporate counsels and household brands like Hilton and Dick’s Sporting Goods, 76 out of the AM Law 200 and all 50 U.S. state attorneys general. [read post]