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26 Jun 2014, 9:00 am
The day after the trader told Paradigm that he had reported these particular trades to the SEC, Paradigm removed him from his position. [read post]
1 Apr 2020, 9:07 am
On appeal from: [2018] EWCA Civ 1515 The case concerned whether Zipvit, a trader selling vitamins and minerals by mail order, is entitled when accounting for VAT on its sales to make deductions of input VAT (the tax paid by the trader on goods and services purchased in connection with its business, as opposed to output VAT, which is the tax charged to the consumer by the trader on its goods or services) in respect of the price of postal services supplied to it by Royal… [read post]
17 Oct 2018, 9:00 pm
Mary’s Harvest Fresh Foods Inc. is recalling its branded wrap sandwiches and Trader Joe’s brand salads because they include corn from a third-party supplier that might be contaminated with Salmonella and Listeria monocytogenes bacteria. [read post]
30 Dec 2008, 9:00 pm
Judge Swift disagreed and found for the Commissioner: Courts have consistently held that a securities trader did not make an election under section 475 where the trader did not follow the election requirements of Rev. [read post]
27 Apr 2012, 8:42 am
Registered broker-dealers who are themselves large traders or carry accounts for a large trader or an unidentified large trader must also report to the SEC, upon request, certain required transaction information on these persons whose activity is equal to or greater than the specified reporting activity level.The Financial Information Forum, an industry group representing a variety of broker-dealers and other market participants, and the Securities… [read post]
19 Oct 2010, 2:36 am
Andrew Trader, an early team member of red-hot gaming start-up Zynga, is now joining venture capital firm Maveron, VentureBeat reported. [read post]
15 Feb 2011, 3:18 pm
Don't Sue Fabulous Fab | Big Board Trader Bereft | JPMorgan Bats 1,000 | Be Nice to the Financial Regulators | The Swimsuit Indicator for Stocks [read post]
11 Jun 2010, 12:11 pm
Market regulators proposed rules on Friday that would force exchanges to provide equal access to high-frequency traders that want to locate their speedy trading computers nearby. [read post]
19 May 2011, 1:45 am
The Swiss commodity trader's shares rose on their first day of trading in London after a $10 billion initial public offering, the biggest this year. [read post]
19 May 2011, 1:45 am
The Swiss commodity trader's shares rose on their first day of trading in London after a $10 billion initial public offering, the biggest this year. [read post]
12 Mar 2010, 4:22 am
A former trader and chief financial officer of hedge fund Boston Provident has pleaded guilty to charges on two schemes to defraud the firm, Bloomberg News reported. [read post]
28 Apr 2010, 4:26 am
There seemed to be plenty to divert the attention of bankers and traders from the day's scheduled distraction of the Goldman Sachs hearing in the Senate on Tuesday. [read post]
9 Jun 2009, 5:00 am
Citigroup has reportedly been paying London traders millions of dollars in guaranteed bonuses, even as Wall Street's pay practices are scrutinized in Washington. [read post]
6 May 2011, 5:40 pm
Cohen, the founder of SAC Capital Advisors, has never been charged with illegal trading, but two managers and some former traders at the firm have. [read post]
21 Oct 2010, 4:54 am
High-frequency traders don't front-run? [read post]
3 Apr 2009, 3:49 am
From Gus's dad: Canadian Club goes well with Trader Joe's brand lime mineral water. [read post]
26 Jun 2009, 9:29 am
The Facts (Brazoria County, Texas) reports on the arrival and docking of the British Trader LNG vessel at the Freeport LNG terminal early yesterday morning for Macquarie. [read post]
21 Nov 2010, 6:15 am
Federal authorities are at an advanced stage of insider trading investigations that could result in criminal charges or significant civil fines against Wall Street traders and executives. [read post]
13 Jun 2011, 10:52 pm
First Derivative Traders [read post]
3 Feb 2010, 2:37 am
Bank of America has approved more than $4 billion in 2009 pay for its investment bankers and traders, according to The Wall Street Journal. [read post]
