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22 Jun 2011, 6:39 am by Adam Chandler
” And the Wall Street Journal editorial board lauds the Court for “str[iking] down one of the legal left’s most destructive theories, and not a moment too soon. [read post]
21 Jun 2011, 10:17 am
By repealing the provisions, Congress effectively removed the separation that previously existed between Wall Street investment banks and depository banks. [read post]
10 Jun 2011, 4:48 am by Dan
China Century Dragon Media, Inc.'s auditor, MaloneBailey, resigned shortly after its IPO because the company was unwilling to provide authorization to the bank so that the auditor could obtain official bank records directly from the bank’s record keeping system. [read post]
8 Jun 2011, 6:11 am by Adam Chandler
The Wall Street Journal reports that, in an effort to comply with the Court’s directive in Brown v. [read post]
7 Jun 2011, 11:54 pm
Related Web Resources: Finra Fines Northern Trust Unit $600,000 For Not Supervising CMOs, The Wall Street Journal, June 2, 2011 FINRA Fines Northern Trust Securities, Inc. $600,000 for Inadequate Supervision of Sales of Collateralized Mortgage Obligations and Certain High-Volume Securities Trades, FINRA, June 2, 2011 More Blog Posts: Charles Schwab & Co. [read post]
26 May 2011, 1:29 pm by Mike Scarcella
“But he learned what every other trader on Wall Street must now realize: We’re watching,” U.S. [read post]
24 May 2011, 6:33 pm by Chip Merlin
. - A public adjuster contract relating to a property andcasualty claim must contain the full name, permanent business address, and license number of the public adjuster; the full name of the public adjusting firm; and the insured’s full name and street address, together with a brief description of the loss. [read post]
24 May 2011, 7:34 am by Conor McEvily
”  Additional coverage of the General Dynamics decision is also available at the Wall Street Journal, Fox News, ABA Journal, and JURIST. [read post]
18 May 2011, 7:35 pm by Cynthia Marcotte Stamer
Her insights on these and other matters appear in the Bureau of National Affairs, Spencer Publications, the Wall Street Journal, the Dallas Business Journal, the Houston Business Journal, World At Work, the ICEBS, SHRM and many other national and local publications. [read post]
12 May 2011, 11:29 pm by Tomassi Law Associates
Because proving an Orange County wrongful death case beyond a preponderance of the evidence (slight tipping of scales) is usually easier than a criminal prosecution (beyond a reasonable doubt), most Orange County wrongful death cases are handled in the civil court system. [read post]
25 Apr 2011, 3:24 am by Bob Kraft
The Wall Street Journal reports the Food and Drug Administration said Tuesday that it will require pharmaceutical companies to produce new educational tools about their opioid painkillers in an effort to reduce prescription drug abuse. [read post]
25 Apr 2011, 3:19 am by Bob Kraft
The Wall Street Journal reports the Food and Drug Administration said Tuesday that it will require pharmaceutical companies to produce new educational tools about their opioid painkillers in an effort to reduce prescription drug abuse. [read post]
15 Apr 2011, 11:15 am by Frank Pasquale
In fact, to the layperson, the most surprising thing might be the degree to which people like Peter Orszag see the government and Wall Street as, essentially, parts of the same industry. [read post]
15 Apr 2011, 9:05 am by William McGrath
On Wednesday, April 13, 2011, the Senate's Permanent Subcommittee On Investigations issued its Report entitled: "Wall Street And The Financial Crisis: Anatomy of a Financial Collapse. [read post]
4 Apr 2011, 5:38 pm by Cynthia Marcotte Stamer
Her insights on these and other matters appear in the Bureau of National Affairs, Spencer Publications, the Wall Street Journal, the Dallas Business Journal, the Houston Business Journal, and many other national and local publications. [read post]
30 Mar 2011, 4:40 pm
Dodd-Frank Wall Street Reform and Consumer Protection Act’s Section 967 had directed the SEC to retain the services of an independent consultant to analyze the agency’s structure and operation, as well as suggest reforms. [read post]