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11 Apr 2011, 5:20 am by Jason Poblete
Unless you’re in the financial services industry, most Americans have no idea about the proposed merger between the New York Stock Exchange and Deutsche Börse (technically it will be a merger between NYSE Euronext, Inc., founded April 2007, and Deutsche Börse). [read post]
7 Feb 2011, 3:03 pm by Alex Gasser
The complaint alleges that Sony Corporation of Japan, Sony Corporation of America of New York, New York, Sony Electronics, Inc. of San Diego, California, Sony Computer Entertainment, Inc. of Japan, and Sony Computer Entertainment America LLC of Foster City, California (collectively, “Sony”) unlawfully import into the U.S., sell for importation, and/or sell within the U.S. after importation certain electronic devices having a Blu-ray Disc player and… [read post]
25 Apr 2019, 9:07 am by Unknown
Solomon - Chief Executive Officer, Cowen, Inc.; New York, NYHank Torbert - President, AltaMax, LLC; New Orleans, LAGregory Yadley – Partner, Shumaker, Loop & Kendrick, LLP; Tampa, FLCommittee members will also include the SEC’s Advocate for Small Business Capital Formation, Martha Legg Miller, and three non-voting members appointed by each of the SEC’s Investor Advocate, the North American Securities Administrators Association, and the Small Business… [read post]
8 Oct 2018, 10:50 am by Staff Attorney
According to BrokerCheck records financial advisor Robert Cavanagh (Cavanagh), currently employed by David Lerner Associates, Inc. [read post]
23 Mar 2020, 6:56 am by Staff Attorney
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Carl Antaki (Antaki), currently associated with Network 1 Financial Securities Inc. [read post]
3 Jan 2019, 10:09 am by Staff Attorney
According to BrokerCheck records financial advisor Wesley Clinton (Clinton), currently employed by Network 1 Financial Securities Inc. [read post]
9 Jan 2019, 7:27 am by Staff Attorney
According to BrokerCheck records financial advisor Scott Mass (Mass), currently employed by David Lerner Associates, Inc. [read post]
4 Feb 2019, 7:07 am by Staff Attorney
According to BrokerCheck records financial advisor Ian Greenblatt (Greenblatt), currently employed by Capitol Securities Management, Inc. [read post]
19 Jun 2009, 8:00 am
  The Pension Funds are the: New York City Employees' Retirement System, New York City Police Pension Fund, New York City Fire Department Pension Fund, Teachers' Retirement System of New York, and New York City Board of Education Retirement System. [read post]
11 May 2009, 10:44 am
  Second, an inspection of Setton Farms' other plant, in Commack, New York, by New York State authorities, indicated no presence of salmonella. [read post]
22 Feb 2018, 2:06 pm by Michael J. Giarrusso
AFIN is a publicly registered non-traded real estate investment trust (“REIT”) that is based in New York, NY. [read post]
26 Jan 2012, 7:25 am
A Financial Industry Regulatory Authority ("FINRA") arbitration panel has awarded former Boston Red Sox catcher and two-time World Series winner, Doug Mirabelli and his wife, $1.2 million in their claims against Merrill Lynch, Pierce, Fenner and Smith, Inc. [read post]
15 Jul 2009, 1:25 am
Industrial Carriers Inc., defendants-appellees NEW YORK COUNTYReal PropertyFree With Registration: Respondent Must Abate Nuisance, Perform Specific Repairs Regarding Water Seepage Matter of Laub v. [read post]
8 Jan 2024, 2:45 am by Andrew Lavoott Bluestone
., Inc. 2023 NY Slip Op 34435(U) December 14, 2023 Supreme Court, New York County Docket Number: Index No. 150283/2023Judge: Louis L. [read post]