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18 Jun 2019, 1:46 pm
Meanwhile, I completely agree with Paul Barker, another former Peace Corps Volunteer who served this country in Iran, like I did, and who wrote the LA Times that before this Administration “leads the U.S. into yet another disastrous war, our lawmakers must repeal the 2001 and 2002 Authorizations for the Use of Military Force and secure the passage of the Prevention of Unconstitutional War with Iran Act. [read post]
5 May 2016, 3:35 am
For example, after Corp Fin Director Keith Higgins speaks, Meredith Cross & Mark Borges will kibitz on what we just heard from Keith. [read post]
3 Jun 2010, 12:15 pm
Jonah Mann and Sean Vanderpol On May 6, 2010, the British Columbia Securities Commission (BCSC) released its summary Majority Reasons for its decision to cease trade the poison pill (or shareholder rights plan) implemented by Lions Gate Entertainment Corp. [read post]
10 Oct 2011, 9:20 pm
However, the whistleblower must provide “original information to the SEC relating to a violation of the securities law. [read post]
27 Apr 2009, 2:00 am
TeleQuest Int'l Corp., 2009 U.S. [read post]
2 Dec 2008, 9:34 am
Jones, the former commandant of the Marine Corps and Supreme Allied Commander of NATO forces in Europe, as national security adviser. [read post]
4 Mar 2020, 5:44 am
Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions. [read post]
13 Apr 2012, 4:12 am
Dodd-Frank: SEC Releases Study on Cross-Border Private Securities Litigation On Wednesday, the SEC issued its 106-page study of cross-border private securities litigation as required by Section 929Y of Dodd-Frank. [read post]
26 Jun 2015, 8:41 am
Joseph Services Corp., for example, hackers infiltrated a health care system provider’s network and accessed personal information of patients and employees, including names, social security numbers, birthdates, addresses, medical records, and bank account information. [read post]
14 Feb 2020, 6:53 am
The petitions of the week are below the jump: Northern Trust Corp. v. [read post]
20 Jul 2010, 1:45 pm
Dodd-Frank has two sections devoted to SIPC (the Securities Investor Protection Corp.) and SIPA (the Act), but they don't cover these points. [read post]
15 Jan 2010, 5:40 pm
Stock transfers are subject to securities law regulation. [read post]
23 Aug 2014, 10:07 am
Finally, from August 2011, until May 2012, Bucci was registered with Financial Network Investment Corp. [read post]
26 Jun 2012, 9:42 am
AT&T Corp., No.03:08-CV-1031-M, 2010 WL 669762 (N.D. [read post]
30 Jan 2015, 9:15 am
The Court held that her claim was timely filed, holding that because her federal lawsuit did not directly assert and require her to prove securities fraud, but rather, that she was wrongfully discharged in retaliation for allegedly reporting securities fraud, the four-year statute applied. [read post]
1 May 2013, 7:11 am
Reuters also notes, The issue came into the spotlight recently after Charles Schwab Corp expanded the mandatory arbitration clauses in its customer contracts to include class action waivers. [read post]
25 May 2010, 6:31 am
Jon Daurio, CEO of Kondaur Capital Corp, one of the largest buyers of U.S. non-performing loans, on Monday explained: “It’s how we satisfy the higher yields demanded by investors. [read post]
9 Feb 2010, 12:26 pm
A 2008 study conducted by the Rand Corp. for the SEC concluded that investors are confused by the differences between brokers and investment advisers, she said. [read post]
30 Aug 2010, 3:10 pm
Truland Service Corp., 56 Fed.Appx. 108, 110 (4th Cir.2003); Prudential Securities, Inc. v. [read post]
10 Mar 2022, 1:02 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
