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7 Mar 2017, 7:49 am
Pershing, is a long-standing company and subsidiary of BNY Mellon Corp., which is a recognized provider of clearing and custody solutions in the industry. [read post]
27 Mar 2009, 2:56 am
Army Corp of Engineers, has filed a motion to dismiss a federal indictment against him, arguing that the statute under which he is charged does not prohibit reimbursing others who donate to a presidential campaign under their own names. [read post]
17 Mar 2010, 6:27 am
The property manager knew that the building's security staff did not speak to the tenant and had learned of the incident from the responding police officers. [read post]
7 Oct 2014, 7:53 am
Although the court dismissed both counts, it dismissed the defamation claim without prejudice (Swindol v Aurora Flight Sciences Corp, September 30, 2014, Aycock, S). [read post]
4 Mar 2020, 5:44 am
Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions. [read post]
17 Dec 2021, 10:11 am
For instance, the SEC recently announced a cybersecurity settlement with the company First American Financial Corp. [read post]
27 Aug 2012, 8:47 am
For more interesting law and security-related articles, follow us on Twitter, visit the Georgetown Center on National Security and the Law’s Security Law Brief, Fordham Law’s Center on National Security’s Morning Brief, and Fordham Law’s Cyber Brief. [read post]
4 Aug 2019, 11:36 am
Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions. [read post]
22 Apr 2012, 10:50 am
Through fraud perpetrated on the Security Exchange Committee (SEC), the National Association of Securities Dealers (NASD), and the State of New York the Renaissance Corp., Cohen (defendant Cohen is the first named member) obtained broker-dealer licenses. [read post]
4 Aug 2019, 11:36 am
Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions. [read post]
9 Sep 2010, 7:54 am
We rarely write about the same company two days in a row, but the revised proxy that Oracle Corp. [read post]
29 Nov 2011, 12:52 pm
Securities and Exchange Commission v. [read post]
17 Mar 2008, 4:21 pm
We do not even decide that the position would be the same if the defendant was a secure tenant. [read post]
9 Apr 2021, 1:53 pm
Corp., 22 N.J. 523, 536 (1956). [read post]
29 Sep 2013, 6:30 am
Toojay’s Management Corp., 640 F.3d 1278, 1284-86 (11th Cir. 2011) (explaining, in part, that we are not “licensed to practice statutory remodeling”). [read post]
12 Apr 2021, 11:33 am
Booth, before being registered with LPL in 2018, had been a broker with Invest Financial Corp. since 2005, FINRA notes. [read post]
7 Oct 2013, 4:22 am
EDGAR would remain operational - but most core Corp Fin operations would stop including registration statement reviews. [read post]
12 Apr 2021, 11:33 am
Booth, before being registered with LPL in 2018, had been a broker with Invest Financial Corp. since 2005, FINRA notes. [read post]
18 Jan 2019, 11:46 am
SCS Credit Corp., 541 U.S. 465 (2004). [read post]
4 Sep 2013, 10:05 am
Marine Corps online login page. [read post]
