Search for: "The Regulatory Review"
Results 7001 - 7020
of 28,144
Sorted by Relevance
|
Sort by Date
22 Jun 2022, 6:14 pm
FINRA & Other Regulatory Organizations Bottom Line [read post]
7 May 2022, 10:49 am
Yet, it is the author’s mastery of the case law, current regulatory landscape, and academic arguments that made this possible. [read post]
28 Jun 2024, 8:53 am
This is a review of “Regulating the Synthetic Society: Generative AI, Legal Questions, and Societal Challenges” by Bart van der Sloot (Tilburg University). [read post]
1 Oct 2021, 9:30 pm
Over at The Regulatory Review: An Early History of Rulemaking Power, a notice of Nicholas R. [read post]
31 Dec 2021, 9:30 pm
Franklin (UCLA Law) reviews Jonathan Gienapp's "Written Constitutionalism, Past and Present," which appeared in Volume 39 of the Law & History Review (2021); Lael Weinberger (Harvard Law School) reviews Stuart Banner, The Decline of Natural Law: How American Lawyers Once Used Natural Law and Why They Stopped (2021). [read post]
19 Jun 2023, 10:30 pm
Registered Investment Adviser: Reviewing a Compliance Program Learn more about how to review a compliance program as required by the Investment Advisers Act of 1940. [read post]
18 May 2022, 5:00 am
Based on its review of the issues, and comments received on its draft report, IOSCO developed three recommendations for regulators when reviewing the regulation of market data provided by trading venues or OTC markets. [read post]
4 May 2020, 4:46 pm
One reason for this general lack of action is a paucity of regulatory resources. [read post]
15 Aug 2020, 8:52 am
The state department says that while its regulatory plan for hemp growing and production was finished prior to the May deadline, the law necessitates it be submitted, reviewed and approved by both the state attorney general’s office and the governor’s office. [read post]
8 Feb 2023, 9:12 am
From there, the OAL will have 30 business days to review the CPRA Regulations and determine whether to approve them for implementation. [read post]
22 May 2020, 2:24 am
Our back-office services include regulatory registrations and filings, compliance policies and procedures, conducting annual reviews, outsourced Chief Compliance Officer/FinOP support, and other bespoke items. **** Bart Mallon is a founding partner of Cole-Frieman & Mallon LLP. [read post]
20 Nov 2018, 6:00 am
In order to determine a proper valuation, it may be essential to thoroughly review the clinical trial’s design, the reliability of the preliminary studies on which the trials are based, and the trial records to ensure regulatory compliance. [read post]
10 Jan 2022, 11:14 am
At the end of the day, every industry has its regulatory risks. [read post]
25 Oct 2018, 9:06 pm
” MPI is also planning a review in November of raw milk sale regulations after more than two years in operation. [read post]
15 Apr 2015, 10:01 pm
” There are approximately 10,000 additives currently used in food, and it’s estimated that 3,000 have never been reviewed by FDA. [read post]
31 Jan 2012, 10:04 am
In a recent case before the Canada Agricultural Review Tribunal, Chairman Dr. [read post]
23 Aug 2012, 3:02 pm
The report reviews the OSC's activities in 2011-12, including with respect to policy initiatives and enforcement. [read post]
22 Sep 2022, 8:06 am
This is not the first time IBN has been disciplined for regulatory issues. [read post]
2 Sep 2011, 11:38 am
Review Granted Nalwa v. [read post]
11 Mar 2019, 6:34 pm
In February this year, Marie Boland’s Review of the model Work Health and Safety laws – Final report (Report) was released which recommends including a new offence of industrial manslaughter in the model Work Health and Safety (WHS) Act. [read post]
