Search for: "SECURITIES CORP." Results 7021 - 7040 of 11,587
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30 May 2011, 1:17 pm by James Hamilton
In addition, Corp Fin staff have provided relief so that restricted stock units provided to employees do not have to be counted towards the 500 shareholder trigger. [read post]
14 Jun 2012, 4:04 pm by Richard Bortnick
More recently, the well-publicized securities fraud class action lawsuits against News Corp. arising from the London hacking scandal provides another example of what likely will become a growing trend of D&O litigation involving CTP issues. [read post]
6 Mar 2020, 6:30 am by Jenny Gesley
The Commission also adds that the extended mandate of 2019 “will take the Agency to a new operational stage,” especially with the establishment of a standing corps of 10,000 operational staff. [read post]
20 May 2009, 6:16 am
Withdrawing the Indian army's strike corps from India's western borders would be a good start. [read post]
1 Oct 2008, 12:21 pm
Navy-Marine Corps Court of Criminal Appeals illustrates a particular aspect of this private/public search dichotomy. [read post]
31 Mar 2017, 6:56 am by Amanda Pickens
General Panel Corp., No. 2:17-cv-00600 (D.S.C. [read post]
31 Mar 2017, 6:56 am by Amanda Pickens
General Panel Corp., No. 2:17-cv-00600 (D.S.C. [read post]
28 Sep 2023, 1:25 pm by Alan Rosca
All three customer dispute disclosures allege that the employing firm when the activities occurred was Aegis Capital Corp. [read post]
28 Sep 2023, 1:25 pm by Alan Rosca
All three customer dispute disclosures allege that the employing firm when the activities occurred was Aegis Capital Corp. [read post]
28 Sep 2023, 1:25 pm by Alan Rosca
All three customer dispute disclosures allege that the employing firm when the activities occurred was Aegis Capital Corp. [read post]
3 Apr 2012, 3:03 pm by Patti Spencer
The Securities Investor Protection Corp., SIPC, is an organization designed to help investors at failed brokerage firms. [read post]
8 Sep 2016, 7:40 am
__________ ToNorges Bank5 April 2016Recommendation to exclude Duke Energy Corp., Duke Energy Carolinas LLC, Duke Energy Progress LLC and Progress Energy Inc. from the Government Pension Fund Global (GPFG)  Confidential pursuant to section 13 subsection 1 of the Freedom of Information Act, cf section 3-4 subsection 1 of the Securities Trading Act.Summary The Council on Ethics for the Government Pension Fund Global recommends the exclusion of Duke Energy… [read post]
13 Oct 2008, 12:12 pm
(IP Think Tank) WIPO working group to reconsider rules on appellations of origin (Intellectual Property Watch) Economic downturn hits trade mark filings (Managing Intellectual Property)   Global - Patents Dynamic tools for innovation management (Securing Innovation) Dynamic tools for invention review (Securing Innovation) Dynamic tools for publication clearance (Securing Innovation) Dynamic tools for trade secrets (Securing Innovation) Eureka! [read post]
27 Dec 2023, 6:09 pm by The White Law Group
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois. [read post]