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12 Apr 2019, 8:25 am
According to FINRA Disciplinary actions for February 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Arizmendi, Jose Silber Bennett Financial, Inc TCFG Wealth Management, LLC Barrick, Tabor FBL Marketing Services, LLC Allstate Financial Services, LLC… [read post]
6 May 2010, 4:59 pm
(as successor to Wachovia Bank, N.A.). [read post]
6 Aug 2012, 1:59 pm
Aladdin Capital Mgmt. [read post]
13 Oct 2015, 5:00 am
Matt Orsagh on Bank of America CEO/Chair Split In this podcast, Matt Orsagh, Director of Capital Markets Policy for the CFA Institute, discusses combined and split CEO/Chair roles in the context of Bank of America’s recent shareholder vote, including: – What was this vote all about? [read post]
6 Nov 2010, 10:16 pm
Article 13 of the Treaty states that each contracting state may tax capital gains in accordance with the provisions of its domestic law. [read post]
22 Mar 2022, 10:56 am
Yeltsin’s Kremlin was seen as prioritising foreign capital over its own people. [read post]
29 Sep 2021, 6:04 am
The bank pocketed the difference. [read post]
17 Nov 2010, 9:35 am
But what about the managers of the bank who actually make day to day decisions? [read post]
24 Nov 2008, 5:13 pm
The Treasury decided Nov. 18 to permit privately held banks to participate, while lobbyists for the nation's 8,000 community banks have requested full access. [read post]
8 Jul 2015, 5:00 am
– 40% of initial startup capital is in the form of bank debt. [read post]
19 Feb 2009, 2:16 pm
Allen Stanford, Stanford International Bank for Multi-Billion Dollar Investment Scheme, SEC.gov, February 17, 2009 Read the SEC Complaint (PDF) Stanford International Bank Stanford Group Company Stanford Capital Management [read post]
16 Oct 2008, 11:44 am
Unregulated capitalism failed. [read post]
24 Mar 2011, 8:00 am
" The winning bids were as follows: Series 2011A Tax-Exempt Bonds to Wells Fargo Bank, National Association with a true interest cost bid of 4.250042 percent; Series 2011B Taxable Bonds to Wells Fargo Bank, National Association, with a true interest cost bid of 3.370060 percent; Series 2011C Tax-Exempt Refunding Bonds to Banc of America Merrill Lynch, with a true interest cost bid of 1.289124; and 2011D Taxable Refunding Bonds to Wells Fargo Bank, National… [read post]
22 Feb 2009, 6:16 am
The key new feature of this initiative, compared to earlier discussions regarding an aggregator bad bank, is an element of private capital participation, although the specifics of this public-private partnership are still unclear. [read post]
31 Mar 2011, 12:15 pm
Pacific Capital Bank (in Santa Barbara) was failing. [read post]
20 Nov 2011, 5:26 pm
Banks depend mainly on short-term capital, both financial and human, and firms that depend on short-term capital are constrained to compete to the fullests extent allowed by the law and regulatory authorites, or else they lose their capital to their bolder competitors. [read post]
31 Oct 2017, 9:30 pm
In 2016, Chase was still second, Bank of America still third, and Capital One still fifth. [read post]
21 Jan 2011, 8:12 pm
There are: the limits are both practical (only so many people want to borrow, and are able to borrow, at any given time), and legal: in the United States, most banks must keep at least ten percent of their outstanding loans in the form of "reserves", which are simply cash on hand, or capital invested, or deposits (electronic credits) with the regional Federal Reserve bank. [read post]
5 Apr 2017, 2:27 pm
It may be important in order to obtain a bank loan for the business or for personal purposes; it is relevant for tax and estate planning; and, of course, it is critical to know the value of a business when looking to put it on the market. [read post]
14 May 2021, 6:07 am
Kling, Wachtell, Lipton, Rosen & Katz, on Friday, May 7, 2021 Tags: Banks, Boards of Directors, Financial institutions, Mergers & acquisitions, Shareholder activism, Shareholder voting How Should Performance Signals Affect Contracts? [read post]
