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6 Jun 2023, 4:33 am
Marlene Gebauer 2:40 Yeah, like Mr. [read post]
1 Mar 2023, 12:27 pm
And if you don’t understand what you’re selling, it’s unsuitable, you know, it’s not appropriate to sell something you don’t understand. 09:48 I would imagine that would help them with a lot of these complex products where the broker just reads the pamphlet the same way the investor does and just tries to sell it that way. [read post]
21 Jul 2008, 2:41 pm
The firm, which had traded at $170 per share a year earlier, initially agreed to be sold for $2 a share to JPMorgan Chase in a government-supported bailout (JPMorgan ultimately agreed to pay $10 per share). [read post]
14 Jan 2011, 8:55 am
Texas currently has no such rule—nor does any other state. [read post]
9 Oct 2006, 5:12 pm
The Board granted the General Counsel's motion for partial summary judgment as to the following paragraphs and Appendixes of the compliance specification: Paragraphs 1-5, 6(b), 7(b), 8(b), 9(b)-(e), 10-11, 15-16, 20-21, 34(a), 36-37, 41-42, 46-47, 50(a)-(b), 52-53, 57-58, 62-63, 67-68, 71(a)-(b), 73-74, 78-79, 88-89; Appendixes A, C, E, K, M, O, Q, S, U, W, Y, AA, and EE. [read post]
6 Nov 2008, 8:45 pm
Our best guess, which as before could be way off the mark, is that implied preemption will be recognized as viable in the prescription drug context in Levine, but that the preemption ruling will be narrowly crafted to the case's drug-specific facts - specifically, that: (1) the FDA had already considered the risk in question, gangrene from Phenergan administered by "IV Push," and (2) the FDA approved the drug's labeling with all the relevant information about this risk… [read post]
15 Feb 2011, 8:32 am
(NASAA), the members of which constitute the securities administrators of all 50 states, oppose the idea of a self-regulatory organization taking over direct regulation of investment advisers. [read post]
2 Mar 2021, 3:39 pm
As a result, over 50 years ago Congress passed the Organized Crime Control Act of 1970 which included the Racketeer Influenced and Corrupt Organizations Statute (18 U.S.C. [read post]
3 Oct 2010, 11:56 am
KPMG signed off on Crazy Eddie’s fiscal year ended March 2, 1986 audit on May 1, 1986. [read post]
23 May 2010, 2:15 pm
Offenders are in prison longer largely because Georgia is much less likely now to shave significant time off of sentences through parole, even though the state runs one of the most highly-regarded parole supervision operations in the nation. [read post]
15 Mar 2012, 9:53 am
" The SEC touted the case as one of many it has brought – according to the SEC, it has sued 98 individuals and entities (including over 50 CEOs, CFOs and senior officers) in cases related to the financial crisis. [read post]
22 May 2013, 10:01 pm
The organic farm follows humane animal practices from birth through slaughter. [read post]
27 Mar 2009, 7:20 am
(IPKat) CFI: CTM grant not contrary to Portuguese business name ruling: Alberto Jorge Moreira da Fonseca, Lda v OHIM, General Óptica, SA, intervening (Class 46) CFI confirms refusal of Anheuser-Busch’s BUDWEISER Community trade mark: Anheuser-Busch v OHIM - Budejovicky Budvar (Class 46) (IPKat) (Law360) (Out-Law) ACTA negotiation powers for EU Commission (BLOG@IP::JUR) EU sound recording term extension vote delayed (Excess Copyright) EP divisional applications – the… [read post]
15 May 2016, 4:20 pm
In the case of Stone v Moore [2016] SASCFC 50 allowed the defendant’s appeal against a judgment dismissing an action for libel and awarded damages of Aus$2,000. [read post]
18 Oct 2009, 1:04 pm
In this instance - size does not matter. [read post]
14 Oct 2018, 12:04 pm
In asserting supposed violations of the federal securities laws, the Eastern District of New York lawsuit alleges that the defendants made false or misleading statements or failed to disclosue that “(1) Google exposed the private data of hundreds of thousands of Google+ social network users; (2) Google actively concealed this data breach for several months; (3) this conduct violated Google’s purported data privacy and security policies; (4) discovery of the foregoing conduct… [read post]
14 Nov 2017, 3:27 am
Howey Co., which states that a security is an investment contract in which a person 1) invests their money; 2) in a common enterprise; 3) with an expectation of profi [read post]
6 Dec 2023, 2:35 am
Jurisdiction Summary of regulatory regime relating to D&I in financial services Norton Rose Fulbright regulatory contact Asia China China does not have an overarching legislation or regulatory framework governing D&I. [read post]
15 Sep 2007, 7:49 pm
Canadian Journal of Behavioral Science, 2, 87-96. [read post]
12 Oct 2023, 12:48 pm
Here’s a look at the large truck crash statistics for all 50 states in 2022. [read post]
